Chinese Optics Letters
Co-Editors-in-Chief
Jing Xu, Boon S. Ooi, and Gong-Ru Lin
Vol. 17, Issue 10, 2019
Editor(s): Jing Xu, Boon S. Ooi, and Gong-Ru Lin
Year: 2019
Status: Published

Underwater wireless optical communication (UWOC) has gained increasing research interest worldwide from both academic and industrial communities, because of its high bandwidth, compact antennas, low latency, cost-effectiveness, and low power consumption. In the underwater world, the wireless optical links can be complementary to or even more competitive than its acoustic counterpart. Nevertheless, the hostile underwater environment sets up natural obstacles to most information carriers, including the lightwave, even at the right wavelength. Much attention has been recently paid to this interesting and challenging area, leading to impressive progresses. Hence, we launched this focus issue to discuss recent advances and progress in UWOC, and aimed to further stimulate future advancements in this emerging field.

Contents 12 article(s)
Hybrid LD and LED-based underwater optical communication: state-of-the-art, opportunities, challenges, and trends [Invited]
Xuan Huang, Fang Yang, and Jian Song

In this paper, the current research of an underwater optical wireless communication (UWOC) network is reviewed first. A hybrid laser diode (LD) and light-emitting diode (LED)-based UWOC system is then proposed and investigated, in which hybrid cluster-based networking with mobility restricted nodes is utilized to improve both the life cycle and throughput of the UWOC network. Moreover, the LEDs are utilized for the coarse alignment, while the LDs are used for high-precision positioning to reduce the difficulty of optical alignment. Finally, challenges and trends for UWOC are pointed out to provide some insight for potential future work of researchers.

Chinese Optics Letters
Oct. 10, 2019, Vol. 17 Issue 10 100002 (2019)
Simulation and verification of pulsed laser beam propagation underwater using Markov chains [Invited]
Tianhua Zhou, Jian Ma, Tingting Lu, Guyu Hu, Tingwei Fan, Xiaopeng Zhu, Xiaolei Zhu, and Weibiao Chen

One fast simulation method using Markov chains was introduced to simulate angular, energy, and temporal characteristics of pulsed laser beam propagation underwater. Angular dispersion of photons with a different number of collisions was calculated based on scattering function and the state transition matrix of Markov chains. Temporal distribution and energy on the receiving plane were obtained, respectively, by use of a novel successive layering model and receiving ratio. The validity of this method was verified by comparing it with the Monte Carlo ray tracing (MCRT) method. The simulation results were close to those obtained by MCRT but were less time consuming and had smoother curves.

Chinese Optics Letters
Oct. 10, 2019, Vol. 17 Issue 10 100003 (2019)
50 Gb/s PAM4 underwater wireless optical communication systems across the water–air–water interface [Invited]
Chung-Yi Li, Hai-Han Lu, Yong-Cheng Huang, Qi-Ping Huang, Jing-Yan Xie, and Song-En Tsai

A 50 Gb/s four-level pulse amplitude modulation (PAM4) underwater wireless optical communication (UWOC) system across the water–air–water interface is demonstrated in practice. In practical scenarios, laser beam misalignment due to oceanic turbulence degrades performance in UWOC systems. With the adoption of a reflective spatial light modulator (SLM) with an electrical controller, not only can the laser be arbitrarily adjusted to attain a water–air–water scenario, but oceanic engineering problems can also be resolved to establish a reliable UWOC link. Brilliant bit error rate performance and clear PAM4 eye diagrams are attained by adopting a Keplerian beam expander and a reflective SLM with an electrical controller. This proposed PAM4 UWOC system presents a feasible state that outperforms existing UWOC systems due to its feature providing a high-speed water–air–water link.

Chinese Optics Letters
Oct. 10, 2019, Vol. 17 Issue 10 100004 (2019)
Performance characterization of two-way multi-hop underwater networks in turbulent channels [Invited]
Fangyuan Xing, Hongxi Yin, and Lianyou Jing

This Letter investigates the performance of the two-way multi-hop system for underwater optical wireless communications. With the decode-and-forward (DF) relaying, the two-way multi-hop system is modeled, where the effects of absorption, scattering, and oceanic turbulence are all taken into account. An exact closed-form expression for outage probability is derived under the assumption that the oceanic turbulence obeys a log-normal distribution. Numerical results demonstrate the impacts of various parameters on the outage performance and indicate that the two-way multi-hop system significantly improves the performance in comparison to both the one-way multi-hop system and the two-way two-hop system.

Chinese Optics Letters
Oct. 10, 2019, Vol. 17 Issue 10 100005 (2019)
Robust UOWC systems against bubble-induced impairments via transmit/receive diversities [Invited]
Lian-Kuan Chen, Yingjie Shao, and Rui Deng

We systematically investigate the bubble-induced performance degradation for underwater optical wireless communication (UOWC) with different bubble sizes and positions. By using different transmit and receive diversities, we investigate the effectiveness of spatial diversity on the mitigation of the bubble-induced impairment to the UOWC link. With the help of a 2 × 2 multiple input multiple output using repetition coding and maximum ratio combining, a robust 780 Mbit/s UOWC transmission is achieved. The corresponding outage probability can be significantly reduced from 34.6% for the system without diversity to less than 1%.

Chinese Optics Letters
Oct. 10, 2019, Vol. 17 Issue 10 100006 (2019)
Underwater wireless optical communication: why, what, and how? [Invited]
Jing Xu

Foreseeing the proliferation of underwater vehicles and sensors, underwater wireless optical communication (UWOC) is a key enabler for ocean exploration, with strong competitiveness in short-range bandwidth-intensive applications. We provide a tutorial on the basic concepts and essential features of UWOC, as well as an overview of work being conducted in this field. Research challenges, arising from the characteristics of underwater channels, and possible roadmaps are discussed in detail. This review is expected to be of great use for the link designers of this field.

Chinese Optics Letters
Oct. 10, 2019, Vol. 17 Issue 10 100007 (2019)
Effects of air bubbles on underwater optical wireless communication [Invited]
Daomin Chen, Jiemei Wang, Shangbin Li, and Zhengyuan Xu

The received signal intensity fluctuation and communication performance of an underwater optical wireless communication (UOWC) system under the air bubble effects are experimentally investigated. For different bubble density and size, lognormal, gamma, Weibull, and generalized extreme value distributions are tested to fit the fluctuation of the signal intensity at the receiving end. The best fitting distribution is found to vary with bubble parameters. The communication system performance with on–off keying and pulse position modulation is further studied.

Chinese Optics Letters
Oct. 10, 2019, Vol. 17 Issue 10 100008 (2019)
Recent achievements on underwater optical wireless communication [Invited]
Giulio Cossu

The growing number of underwater activities is giving momentum to the development of new technologies, such as buoys, remotely operated vehicles, and autonomous underwater vehicles. The data collected by these vehicles need to be transmitted to a high-speed central unit. Clearly, wired solutions are not suitable, since they strongly impact the mobility. In this scenario, a promising solution is offered by underwater optical wireless communication (UOWC) technology, which can achieve both high-speed and wireless operation. Here, we provide a comprehensive survey on the challenges, the experimental realizations, and the state of the art in UOWC researches.

Chinese Optics Letters
Oct. 10, 2019, Vol. 17 Issue 10 100009 (2019)
Absorption and scattering effects of Maalox, chlorophyll, and sea salt on a micro-LED-based underwater wireless optical communication [Invited]
Pengfei Tian, Honglan Chen, Peiyao Wang, Xiaoyan Liu, Xinwei Chen, Gufan Zhou, Shuailong Zhang, Jie Lu, Pengjiang Qiu, Zeyuan Qian, Xiaolin Zhou, Zhilai Fang, Lirong Zheng, Ran Liu, and Xugao Cui

In this work, a blue gallium nitride (GaN) micro-light-emitting-diode (micro-LED)-based underwater wireless optical communication (UWOC) system was built, and UWOCs with varied Maalox, chlorophyll, and sea salt concentrations were studied. Data transmission performance of the UWOC and the influence of light attenuation were investigated systematically. Maximum data transmission rates at the distance of 2.3 m were 933, 800, 910, and 790 Mbps for experimental conditions with no impurity, 200.48 mg/m3 Maalox, 12.07 mg/m3 chlorophyll, and 5 kg/m3 sea salt, respectively, much higher than previously reported systems with commercial LEDs. It was found that increasing chlorophyll, Maalox, and sea salt concentrations in water resulted in an increase of light attenuation, which led to the performance degradation of the UWOC. Further analysis suggests two light attenuation mechanisms, e.g., absorption by chlorophyll and scattering by Maalox, are responsible for the decrease of maximum data rates and the increase of bit error rates. Based on the absorption and scattering models, excellent fitting to the experimental attenuation coefficient can be achieved, and light attenuation by absorption and scattering at different wavelengths was also investigated. We believe this work is instructive apply UWOC for practical applications.

Chinese Optics Letters
Oct. 10, 2019, Vol. 17 Issue 10 100010 (2019)
Nonlinear adaptive filters for high-speed LED based underwater visible light communication [Invited]
Nan Chi, and Fangchen Hu

Underwater visible light communication (UVLC) is expected to act as an alternative candidate in next-generation underwater 5G wireless optical communications. To realize high-speed UVLC, the challenge is the absorption, scattering, and turbulence of a water medium and the nonlinear response from imperfect optoelectronic devices that can bring large attenuations and a nonlinearity penalty. Nonlinear adaptive filters are commonly used in optical communication to compensate for nonlinearity. In this paper, we compare a recursive least square (RLS)-based Volterra filter, a least mean square (LMS)-based digital polynomial filter, and an LMS-based Volterra filter in terms of performance and computational complexity in underwater visible light communication. We experimentally demonstrate 2.325 Gb/s transmission through 1.2 m of water with a commercial blue light-emitting diode. Our goal is to assist the readers in refining the motivation, structure, performance, and cost of powerful nonlinear adaptive filters in the context of future underwater visible light communication in order to tap into hitherto unexplored applications and services.

Chinese Optics Letters
Oct. 10, 2019, Vol. 17 Issue 10 100011 (2019)
High-speed underwater wireless optical communications: from a perspective of advanced modulation formats [Invited]
Chao Fei, Xiaojian Hong, Ji Du, Guowu Zhang, Yuan Wang, Xiaoman Shen, Yuefeng Lu, Yang Guo, and Sailing He

In this paper, recent advances in underwater wireless optical communication (UWOC) are reviewed for both LED- and LD-based systems, mainly from a perspective of advanced modulation formats. Volterra series-based nonlinear equalizers, which can effectively counteract the nonlinear impairments induced by the UWOC system components, are discussed and experimentally demonstrated. Both the effectiveness and robustness of the proposed Volterra nonlinear equalizer in UWOC systems under different water turbidities are validated. To further approach the Shannon capacity limit of the UWOC system, the probabilistic constellation shaping technique is introduced, which can overcome the inherent gap between a conventional regular quadrature amplitude modulation (QAM) format and the Shannon capacity of the channel. The experimental results have shown a significant system capacity improvement compared to the cases using a regular QAM.

Chinese Optics Letters
Oct. 10, 2019, Vol. 17 Issue 10 100012 (2019)
The effect of turbulence on NLOS underwater wireless optical communication channels [Invited]
Mohammed Sait, Xiaobin Sun, Omar Alkhazragi, Nasir Alfaraj, Meiwei Kong, Tien Khee Ng, and Boon S. Ooi

Conventional line-of-sight underwater wireless optical communication (UWOC) links suffer from huge signal fading in the presence of oceanic turbulence due to misalignment, which is caused by variations in the refractive index in the water. Non-line-of-sight (NLOS) communication, a novel underwater communication configuration, which has eased the requirements on the alignment, is supposed to enhance the robustness of the UWOC links in the presence of such turbulence. This Letter experimentally and statistically studies the impact of turbulence that arises from temperature gradient variations and the presence of different air bubble populations on NLOS optical channels. The results suggest that temperature gradient-induced turbulence causes negligible signal fading to the NLOS link. Furthermore, the presence of air bubbles with different populations and sizes can enhance the received signal power by seizing the scattering phenomena from an ultraviolet 377 nm laser diode.

Chinese Optics Letters
Oct. 10, 2019, Vol. 17 Issue 10 100013 (2019)
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