Chinese Journal of Lasers, Volume. 52, Issue 16, 1603018(2025)

Rare Earth Ions‐Based Upconversion Micro/Nano Laser: a Review (Invited)

Dandan Yang1, Chang Liu1, Yan Liu1, Tao Shi1, Haibin Chu1, and Guoping Dong2、*
Author Affiliations
  • 1College of Chemistry and Chemical Engineering, Inner Mongolia University, Hohhot 010021, Inner Mongolia , China
  • 2School of Materials Science and Engineering, South China University of Technology, Guangzhou 510640, Guangdong , China
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    Figures & Tables(12)
    Schematic of upconversion micro/nano laser in different modes. (a) Energy level diagram of photon upconversion inside 4f orbitals of rare earth ions. (b)‒(e) Obtaining upconversion micro/nano laser: (b) random laser [34]; (c) Fabry‒Perot (F‒P) laser[35]; (d) whispering gallery mode (WGM) laser[36]; (e) plasmonic modulated laser[37]
    [in Chinese]
    Upconversion lasing based on NaYF4∶Yb3+, Er3+@NaYF4 nanocrystals[35]. (a) Laser output is realized by F‒P cavity using NaYF4∶Yb3+, Er3+@NaYF4 nanocrystals as the gain medium; (b) reflection spectra of distributed Bragg reflector and Al mirror; (c) normalized photoluminescent spectra of the NaYF4∶Yb3+, Er3+@NaYF4 nanocrystals at different excitation powers based on 3-pulse excitation scheme
    Upconversion micro-bottle cavity lasing based on whispering gallery modes. (a)(b) Upconversion lasing of the micro-bottle cavity based on NaYF4∶Yb3+, Er3+@NaYF4 nanocrystals[35]: (a) experimental setup of a 980 nm 3-pulse excitation system; (b) lasing spectra and images of the micro-bottle cavity at different excitation powers. (c)‒(f) Upconversion lasing of the micro-bottle cavity based on NaYF4@NaYbF4∶30%Gd3+, 1%Tm3+@NaYF4 nanocrystals[50]: (c) simplified energy level diagram and energy transfer process of Tm3+ and Gd3+; (d) an upconversion emission spectrum of the nanocrystals under 980 nm continuous-wave (CW) laser excitation; (e) a 980 nm 5-pulse excitation system; (f) lasing spectra and an image of the micro-bottle cavity pumped by the 5-pulse excitation system. (g) Upconversion lasing of the cylindrical microcavity based on NaYF4∶40%Yb3+, 1%Tm3+@NaYF4 nanocrystals: spectra and an image of the microcavity[51]
    Upconversion lasing based on rare earth ions-doped single NaYF4 microrod. (a) Emission spectra and fluorescence images of three individual β-NaYF4 microrods doped with 100%Yb3+/1%Er3+ (left), 20%Yb3+/1%Er3+ (middle), and 40%Yb3+/2%Tm3+ (right) [52]; (b) emission spectrum and optical image of a single NaYF4∶40%Yb3+,2%Tm3+,0.5%Er3+ microrod, and numerical simulation of the optical field distribution at 654 nm inside it [52]; (c) schematic diagram of the plasma spectra test system[53]; (d) relationship between light intensity in different wavelength bands and excitation power for the microrods with and without Ag film[53]; (e) emission spectra of the microrods with and without Ag film at the pump power of 3.5 mJ/cm2[53]
    Upconversion lasing based on Tm3+-doped nanocrystals coated polystyrene microsphere pumped by 1064 nm CW laser[54]. (a) Energy transfer process and emission mechanism of Tm3+ ions; (b) SEM image of a coated microsphere and TEM image of its cross-section; (c) wide-field image (left) and simulated field distributions in the x-y plane (right) of a microsphere during resonance; (d) representation in 3D of the numerical simulation of E2for the transverse magnetic WGM in microsphere at 807 nm; (e) near-infrared and blue emission spectra of a coated microsphere at different excitation powers
    Low-threshold upconversion lasing based on Tm3+-doped nanocrystals coated polystyrene microsphere. (a)‒(c) Upconversion lasing based on NaYF4∶Tm3+ nanocrystals coated polystyrene (PS) microsphere[55]: (a) fabrication process of the nanocrystals coated PS microsphere cavities, and WGM resonances generated in a microsphere cavity under 1064 nm pumping; (b) SEM images of a microsphere cavity; (c) emission spectrum of a microsphere, showing sharp WGMs (blue) and spontaneous emission (red). (d)‒(f) Upconversion lasing based on a single layer of self-assembled NaYF4∶20%Yb3+, 2%Tm3+ nanocrystals coated on PS microspheres[56]: (d) SEM images of a coated microsphere and TEM image of its cross-section; (e) measurement scheme of upconversion lasing; (f) SEM images and spectra of microspheres coated with different sizes of nanocrystals
    Upconversion lasing based on liquid-quenched NaYF4∶20%Yb3+, 2%Er3+ nanocrystals microsphere pumped by 980 nm continuous-wave laser[57]. (a) SEM images of the microsphere and its magnified surface image; (b) schematic of upconversion lasing in a microsphere; (c) electron transition paths for upconversion lasing via energy transfer, where short dashed lines, dotted lines, colored solid lines, long dashed lines, and dashed lines represent absorption, energy transfer, spontaneous emission, stimulated emission, and multi-phonon relaxation, respectively; (d) red and green emission spectra around the lasing threshold
    Upconversion lasing based on rare earth ions-doped glass microsphere cavities. (a) Schematic illustration of the preparation method for rare earth-doped nanocrystal composite glass microspheres and the realization of upconversion laser output[58]; (b) microstructure of Yb3+/Ho3+ co-doped oxyfluoride glass ceramics (GCs)[36]; (c) schematic diagram of tapered fiber near-field coupling GC microsphere[36]; (d) upconversion lasing spectra of the glass precursor microsphere and GC microsphere under 980 nm continuous-wave laser pumping[36], where the inset shows a dark-field fluorescence image of the GC microsphere
    Upconversion lasing based on microdisk array with LiYbF4∶1%Tm3+@LiYbF4@LiLuF4 nanocrystals[59]. (a) Schematic illustration showing the typical fabrication procedures; (b)(c) lasing spectra of laser arrays with different microdisk sizes at varying pump powers
    Plasmonic cavity-modulated upconversion micro/nano laser. (a) Plasmonic cavity composed of a gold thin film, a silver nanocube and a monolayer of NaYF4∶18%Yb3+, 2%Er3+ nanoparticles[64]; (b) simulated plasmonic gap mode with a maximum electric field enhancement E/E0 of ~40[64]; (c) emission spectrum of the nanoparticles and simulated scattering spectrum of a single nanocavity[64]; (d) emission spectra of nanocrystals deposited on the glass substrate (black), gold film (green), and the nanocavity (red)[64]; (e) schematic diagram of coupling between NaYF4∶20%Yb³⁺, 20%Er³⁺@NaYF₄ nanocrystals and Ag nanopillars[37]; (f) SEM image of the Ag nanopillar array coated with nanoparticles[37]; (g) representative near-field plot for the 450 nm spaced Ag nanopillars at resonance from a FDTD method simulation[37]; (h) power-dependent lasing spectra of nanocrystals in Ag nanopillar arrays[37]
    • Table 1. Comparison among different upconversion micro/nano lasers

      View table

      Table 1. Comparison among different upconversion micro/nano lasers

      Resonant cavityGain mediumPumping sourceThresholdRef.
      Random (NCs embedded glass-ceramics)

      Ba2LaF2∶Yb3+, Er3+

      nanocrystals (NCs)

      980 nm,

      6 ns,10 Hz

      536 nJ/cm2@520 nm41
      Random (NCs layer on silicon substrate)

      NaYbF4∶Gd3+, Tm3+

      @NaGdF4@CaF2∶Ce3+ NCs

      980 nm,

      6 ns, 10 Hz

      170 kW/cm2

      @309‒363 nm

      43
      Random (NCs assisted with multilayer hyperbolic meta-materials)

      NaYF4∶Yb3+,Er3+, Tm3+

      @NaYF4∶Eu3+ NCs

      980 nm, CW

      0.65 kW/cm2@ red,

      green, and blue ranges

      34
      WGM microcavities (bottle-like microresonator)

      NaYF4∶Yb3+, Er3+

      @NaYF4 NCs

      980 nm,

      6 ns, 10 Hz

      5‒9 kW/cm2

      @410, 540, 655 nm

      35
      WGM microcavities (bottle-like microresonator)

      NaYF4@ NaYbF4∶Gd3+, Tm3+

      @NaYF4 NCs

      980 nm,

      6 ns, 10 Hz

      ~86 mJ/cm2

      @310 nm

      50
      WGM microcavities (single hexagonal NaYF4 microrod)

      NaYF4∶Yb3+,Tm3+, Er3+

      microrods

      980 nm,

      6 ns, 10 Hz

      5‒25 nJ/cm2

      @450, 545, 650 nm

      52
      WGM microcavities (NCs coated polystyrene (PS) beads)

      NaYF4∶Gd3+, Tm3+

      @NaGdF4 NCs

      1064 nm,

      CW

      14 kW/cm2 @800 nm54
      WGM microcavities (NCs coated PS beads)NaYF4∶ Tm3+ NCs1064 nm, CW1.7 kW/cm2 800 nm55
      WGM microcavities (NCs coated PS beads)NaYF4∶Yb3+, Tm3+ NCs980 nm, CW150 W/cm2 @800 nm56
      WGM microcavities (integrated NCs into a microsphere)NaYF4∶Yb3+, Er3+ NCs980 nm, CW4.7 W/cm2 @ red57
      WGM microcavities (glass-ceramics microsphere)NaYF4∶Yb3+, Ho3+ NCs980 nm, CW

      1.18 μW@540 nm

      0.89 μW@650 nm

      1.5 μW@750 nm

      36
      Plasmonic cavity (NCs coated Ag arrays)

      NaYF4∶Yb3+, Er3+

      @NaYF4 NCs

      980 nm, CW

      70 W/cm2

      @655 nm

      37
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    Dandan Yang, Chang Liu, Yan Liu, Tao Shi, Haibin Chu, Guoping Dong. Rare Earth Ions‐Based Upconversion Micro/Nano Laser: a Review (Invited)[J]. Chinese Journal of Lasers, 2025, 52(16): 1603018

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    Paper Information

    Category: Materials

    Received: Apr. 18, 2025

    Accepted: May. 6, 2025

    Published Online: Aug. 20, 2025

    The Author Email: Guoping Dong (dgp@scut.edu.cn)

    DOI:10.3788/CJL250793

    CSTR:32183.14.CJL250793

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