Chinese Optics Letters, Volume. 20, Issue 2, 020603(2022)

Impacts of the measurement equation modification of the adaptive Kalman filter on joint polarization and laser phase noise tracking

Shaohua Hu1, Jing Zhang1、*, Qun Liu1, Linchangchun Bai1, Xingwen Yi2, Bo Xu1, and Kun Qiu1
Author Affiliations
  • 1Key Laboratory of Optical Fiber Sensing and Communications, University of Electronic Science and Technology of China, Chengdu 611731, China
  • 2School of Electronics and Information Technology, Sun Yat-sen University, Guangzhou 510275, China
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    Figures & Tables(9)
    Measurement residuals of CKF and MKF.
    Equalization model and state estimation process of MKF.
    (a) Variance of process noise versus the measurement error; (b) variance of measurement noise versus the process noise.
    Variance rate of measurement errors versus SNR.
    BER of the recovered signal versus OSNR. The scrambling rate is (a) 10 MHz and (b) 20 MHz. The reference curves (gray dashed lines) are under the back-to-back (B2B) case without RSOP.
    (a) Signal qualities versus scrambling rates at the OSNR of 24 dB; (b) signal qualities versus scrambling rates at the OSNR of 20 dB.
    Initialization tolerance of Q/R parameter for linear CKF and MKF at the OSNR of 30 dB and 10 MHz scrambling rate. (a) CKF without Q/R adaptive algorithm; (b) CKF with Q/R adaptive algorithm; (c) MKF without Q/R adaptive algorithm; (d) MKF with Q/R adaptive algorithm.
    • Table 1. Simulation Parameter Setup

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      Table 1. Simulation Parameter Setup

      ParameterValue
      Baud rate28 GBaud
      Pulse shapingRRC
      Training length100
      Signal linewidth100 kHz
      PMD coefficient0.1ps/km1/2
      Dispersion16 ps/(nm·km)
      Sampling rate112 GSa/s
      Rolling factor0.1
      Freq. offset100 MHz
      Fiber length400 km
      Linewidth (LO)100 kHz
    • Table 2. Performance Comparison for Kalman Filters

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      Table 2. Performance Comparison for Kalman Filters

      Filter TypeMin. OSNR at 10 MHz RSOP (dB)Max. RSOP at 24 dB OSNR (MHz)Max. RSOP at 20 dB OSNR (MHz)Initialization Tolerance without Adaptive Algorithm
      CKF22 22 Worse
      MKF19 37 20 Better
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    Shaohua Hu, Jing Zhang, Qun Liu, Linchangchun Bai, Xingwen Yi, Bo Xu, Kun Qiu, "Impacts of the measurement equation modification of the adaptive Kalman filter on joint polarization and laser phase noise tracking," Chin. Opt. Lett. 20, 020603 (2022)

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    Paper Information

    Category: Fiber Optics and Optical Communications

    Received: Oct. 22, 2021

    Accepted: Nov. 18, 2021

    Posted: Nov. 19, 2021

    Published Online: Dec. 14, 2021

    The Author Email: Jing Zhang (zhangjing1983@uestc.edu.cn)

    DOI:10.3788/COL202220.020603

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