[1] [1] 王昶, 宋慧玲, 左绿水, 等. 中国优势金属供应全球需求的风险评估[J]. 自然资源学报, 2018,33(7):1218-1229. [WangC, Song HL, Zuo LS, et al. Risk assessment of China’s preponderant metals’supplying global demand[J]. Journal of Natural Resources, 2018,33(7):1218-1229.] [Wang C, Song H L, Zuo L S, et al. Risk assessment of China’s preponderant metals’supplying global demand[J]. Journal of Natural Resources, 2018, 33(7): 1218-1229.]

[2] [2] 王玉珍. 我国稀土产业政策效果实证研究[J]. 宏观经济研究, 2015, (2):39-49. [Wang YZ. Empirical study on the policy effectiveness of rare earth industry in China[J]. Macroeconomics, 2015, (2):39-49.] [Wang Y Z. Empirical study on the policy effectiveness of rare earth industry in China[J]. Macroeconomics, 2015, (2): 39-49.]

[3] [3] 马乃云, 陶慧勇. 提升我国稀土产业出口定价权的财税政策分析[J]. 中国软科学, 2014, (12):179-186. [Ma NY, Tao HY. Analysis on fiscal policies to strengthen China’s pricing power in rare earth export[J]. China Soft Science, 2014, (12):179-186.] [Ma N Y, Tao H Y. Analysis on fiscal policies to strengthen China’s pricing power in rare earth export[J]. China Soft Science, 2014, (12): 179-186.]

[4] BrownM, EggertR. Simulating producer responses to selected Chinese rare earth policies[J]. Resources Policy, 55, 31-48(2018).

[5] Ge JP, Lei YL. Resource tax on rare earths in China: Policy evolution and market responses[J]. Resources Policy, 59, 291-297(2018).

[6] Han AP, Ge JP, Lei YL. An adjustment in regulation policies and its effects on market supply: Game analysis for China’s rare earths[J]. Resources Policy, 46, 30-42(2015).

[7] [7] 苏轶娜, 李雪梅. 中国优势矿产资源管理政策及其评价[J]. 中国人口·资源与环境, 2017,27(S1):164-167. [Su YN, Li XM. Management polices of dominant mineral resources in China and the evaluation about these polices[J]. China Population, Resources and Environment, 2017,27(S1):164-167.] [Su Y N, Li X M. Management polices of dominant mineral resources in China and the evaluation about these polices[J]. China Population, Resources and Environment, 2017, 27(S1): 164-167.]

[8] ZhangL, QingG, Zhang JB et al. Did China’s rare earth export policies work? Empirical evidence from USA and Japan[J]. Resources Policy, 43, 82-90(2015).

[9] [9] 朱学红, 张宏伟, 李心媛. 中国稀土国际市场势力测度及政策有效性研究[J]. 国际贸易问题, 2018, (1):32-44. [Zhu XH, Zhang HW, Li XY. Measurement of the international market power of China’s rare earth and the effectiveness of policy[J]. Journal of International Trade, 2018, (1):32-44.] [Zhu X H, Zhang H W, Li X Y. Measurement of the international market power of China’s rare earth and the effectiveness of policy[J]. Journal of International Trade, 2018, (1): 32-44.]

[10] Morrison WM, TangR. China’s Rare Earth Industry and Export Regime: Economic and Trade Implications for the United States[report]. Washington: Congressional Research Service(2012).

[11] VatevaA. China’s Rare-Earth Elements Policy and Its Implications for Germany, Japan and the USA (UfU-Papers)[report]. Berlin: Unabhängiges Institut für Umweltfragen(2012).

[12] Hou WY, Liu HF, WangH et al. Structure and patterns of the international rare earths trade: A complex network analysis[J]. Resources Policy, 55, 133-142(2018).

[13] Mancheri NA, SprecherB, BaileyG et al. Effect of Chinese policies on rare earth supply chain resilience[J]. Resources, Conservation and Recycling, 142, 101-112(2019).

[14] Klinger JM. Rare earth elements: Development, sustainability and policy issues[J]. The Extractive Industries and Society, 5, 1-7(2018).

[15] [15] 杜凤莲, 王媛, 鲁洋. 中国稀土出口管制政策的理论分析与现实观察[J]. 稀土, 2014,35(2):112-118. [Du FL, WangY, LuY. Rare earth export regulation: Theoretical analysis and empirical evidence[J]. Chinese Rare Earths, 2014,35(2):112-118.] [Du F L, Wang Y, Lu Y. Rare earth export regulation: Theoretical analysis and empirical evidence[J]. Chinese Rare Earths, 2014, 35(2): 112-118.]

[16] Mancheri NA. World trade in rare earths, Chinese export restrictions, and implications[J]. Resources Policy, 46, 262-271(2015).

[17] [17] 张晶, 杨子健. 当前我国稀土储备工作的问题及建议[J]. 宏观经济管理, 2016, (10):69-72. [ZhangJ, Yang ZJ. Problems and suggestions of rare earth reserves in China[J]. Macroeconomic Management, 2016, (10):69-72.] [Zhang J, Yang Z J. Problems and suggestions of rare earth reserves in China[J]. Macroeconomic Management, 2016, (10): 69-72.]

[18] [18] 陈斌彬. WTO“稀土案”与中国自然资源出口管制的完善[J]. 中国人口·资源与环境, 2017,27(1):120-127. [Chen BB. The case of China-rare earths under WTO and improvements of China’s natural resources export control system[J]. China Population, Resources and Environment, 2017,27(1):120-127.] [Chen B B. The case of China-rare earths under WTO and improvements of China’s natural resources export control system[J]. China Population, Resources and Environment, 2017, 27(1): 120-127.]

[19] [19] 何欢浪, 冯美珍. 我国稀土产品出口政策效果评估的实证检验[J]. 世界经济研究, 2017, (11):88-99. [He HL, Feng MZ. An empirical study of the evaluation for China’s rare earth exporting[J]. World Economy Studies, 2017, (11):88-99.] [He H L, Feng M Z. An empirical study of the evaluation for China’s rare earth exporting[J]. World Economy Studies, 2017, (11): 88-99.]

[20] [20] 何欢浪. 供给侧改革背景下出口政策和竞争政策协调研究: 以战略性资源产品出口为例[J]. 国际贸易问题, 2019, (4):35-49. [He HL. Coordination of export policy and competition policy under the background of Chinese supply side reform[J]. Journal of International Trade, 2019, (4):35-49.] [He H L. Coordination of export policy and competition policy under the background of Chinese supply side reform[J]. Journal of International Trade, 2019, (4): 35-49.]

[21] [21] 杜凤莲, 王媛. 战略性资源关税的替代性政策研究: 以稀土出口为例[J]. 经济科学, 2015, (3):67-76. [Du FL, WangY. A study on the alternative policy of strategic resource tariff: Taking rare earth export as an example[J]. Economic Science, 2015, (3):67-76.] [Du F L, Wang Y. A study on the alternative policy of strategic resource tariff: Taking rare earth export as an example[J]. Economic Science, 2015, (3): 67-76.]

[22] [22] 宋益, 黄健柏, 钟美瑞, 等. 外部性成本内部化视角下战略性矿产资源关税替代性政策研究: 以稀土矿为例[J]. 资源科学, 2018,40(3):611-622.

[23] [23] 财政部, 工业和信息化部. 稀土产业调整升级专项资金管理办法[EB/OL]. (2012-11-21) [2020-07-10]. http://www.gov.cn/zwgk/2012-11/21/content_2271992.htm. [Ministry of Finance of the People’s Republic of China, Ministry of Industry and Information Technology of the People’s Republic of China. Management Measures of Special Funds for Rare Earth Industry Adjustment and Upgrading[EB/OL]. (2012-11-21) [2020-07-10]. http://www.gov.cn/zwgk/2012-11/21/content_2271992.htm. ] [Ministry of Finance of the People’s Republic of China, Ministry of Industry and Information Technology of the People’s Republic of China. Management Measures of Special Funds for Rare Earth Industry Adjustment and Upgrading[EB/OL]. (2012-11-21) [2020-07-10]. http: //www. gov. cn/zwgk/2012-11/21/content_2271992. htm.] http://www.gov.cn/zwgk/2012-11/21/content_2271992.htm

[24] [24] 安同良, 周绍东, 皮建才. R&D补贴对中国企业自主创新的激励效应[J]. 经济研究, 2009,44(10):87-98. [An TL, Zhou SD, Pi JC. The stimulating effects of R&D subsidies on independent innovation of Chinese enterprises[J]. Economic Research Journal, 2009,44(10):87-98.] [An T L, Zhou S D, Pi J C. The stimulating effects of R&D subsidies on independent innovation of Chinese enterprises[J]. Economic Research Journal, 2009, 44(10): 87-98.]

[25] [25] 苏振东, 洪玉娟, 刘璐瑶. 政府生产性补贴是否促进了中国企业出口?基于制造业企业面板数据的微观计量分析[J]. 管理世界, 2012, (5):24-42. [Su ZD, Hong YJ, Liu LY. Have the production-related subsidies of the government promoted the export of China’s firms? Micro econometric analysis based on panel data of manufacturing enterprises[J]. Management World, 2012, (5):24-42.] [Su Z D, Hong Y J, Liu L Y. Have the production-related subsidies of the government promoted the export of China’s firms? Micro econometric analysis based on panel data of manufacturing enterprises[J]. Management World, 2012, (5): 24-42.]

[26] [26] 许家云, 徐莹莹. 政府补贴是否影响了企业全球价值链升级?基于出口国内附加值的视角[J]. 财经研究, 2019,45(9):17-29. [Xu JY, Xu YY. Do government subsidies affect enterprises’global value chain upgrading? From the perspective of export domestic value added ratio[J]. Journal of Finance and Economics, 2019,45(9):17-29.] [Xu J Y, Xu Y Y. Do government subsidies affect enterprises’global value chain upgrading? From the perspective of export domestic value added ratio[J]. Journal of Finance and Economics, 2019, 45(9): 17-29.]

[27] [27] 巫强, 刘蓓. 政府研发补贴方式对战略性新兴产业创新的影响机制研究[J]. 产业经济研究, 2014, (6):41-49. [WuQ, LiuB. Research on the influencing mechanism of modes of distribution of government R&D subsidy on the innovation of strategic emerging industries[J]. Industrial Economics Research, 2014, (6):41-49.] [Wu Q, Liu B. Research on the influencing mechanism of modes of distribution of government R&D subsidy on the innovation of strategic emerging industries[J]. Industrial Economics Research, 2014, (6): 41-49.]

[28] [28] 陆国庆, 王舟, 张春宇. 中国战略性新兴产业政府创新补贴的绩效研究[J]. 经济研究, 2014,49(7):44-55. [Lu GQ, WangZ, Zhang CY. Research on the performance of subsidizing innovation for Chinese strategic emerging industry[J]. Economic Research Journal, 2014,49(7):44-55.] [Lu G Q, Wang Z, Zhang C Y. Research on the performance of subsidizing innovation for Chinese strategic emerging industry[J]. Economic Research Journal, 2014, 49(7): 44-55.]

[29] [29] 杨向阳, 童馨乐. 财政支持、企业家社会资本与文化企业融资: 基于信号传递分析视角[J]. 金融研究, 2015, (1):117-133. [Yang XY, Tong XL. Financial support, entrepreneur’s social capital and cultural firm financing: From the perspective of signal transmission[J]. Journal of Financial Research, 2015, (1):117-133.] [Yang X Y, Tong X L. Financial support, entrepreneur’s social capital and cultural firm financing: From the perspective of signal transmission[J]. Journal of Financial Research, 2015, (1): 117-133.]

[30] GuoD, GuoY, JiangK. Governance and effects of public R&D subsidies: Evidence from China[J]. Technovation, 75, 18-31(2018).

[31] BaiY, Song SY, Jiao JL et al. The impacts of government R&D subsidies on green innovation: Evidence from Chinese energy-intensive firms[J]. Journal of Cleaner Production, 233, 819-829(2019).

[32] [32] 刘海洋, 孔祥贞, 马靖. 补贴扭曲了中国工业企业的购买行为吗?基于讨价还价理论的分析[J]. 管理世界, 2012, (10):119-129. [Liu HY, Kong XZ, MaJ. Does subsidies distort the buying behavior of Chinese industrial enterprises? Analysis based on bargaining theory[J]. Management World, 2012, (10):119-129.] [Liu H Y, Kong X Z, Ma J. Does subsidies distort the buying behavior of Chinese industrial enterprises? Analysis based on bargaining theory[J]. Management World, 2012, (10): 119-129.]

[33] [33] 余东华, 吕逸楠. 政府不当干预与战略性新兴产业产能过剩: 以中国光伏产业为例[J]. 中国工业经济, 2015, (10):53-68. [Yu DH, Lv YN. Government improper intervention and overcapacity of emerging industries: A case study of Chinese photovoltaic industry[J]. China Industrial Economics, 2015, (10):53-68.] [Yu D H, Lv Y N. Government improper intervention and overcapacity of emerging industries: A case study of Chinese photovoltaic industry[J]. China Industrial Economics, 2015, (10): 53-68.]

[34] Liu GQ, Zhang XJ, Zhang WT et al. The impact of government subsidies on the capacity utilization of zombie firms[J]. Economic Modelling, 83, 51-64(2019).

[35] [35] 王克敏, 刘静, 李晓溪. 产业政策、政府支持与公司投资效率研究[J]. 管理世界, 2017, (3):113-124. [Wang KM, LiuJ, Li XX. Industrial policy, government support and corporate investment efficiency[J]. Management World, 2017, (3):113-124.] [Wang K M, Liu J, Li X X. Industrial policy, government support and corporate investment efficiency[J]. Management World, 2017, (3): 113-124.]

[36] Hu JS, Jiang HY, HolmesM. Government subsidies and corporate investment efficiency: Evidence from China[J]. Emerging Markets Review(2019).

[37] [37] 南晓莉, 张敏. 政府补助是否强化了战略性新兴产业的成本粘性?[J]. 财经研究, 2018,44(8):114-127. [Nan XL, ZhangM. Do government subsidies reinforce the cost stickiness of strategic emerging industries?[J]. Journal of Finance and Economics, 2018,44(8):114-127.] [Nan X L, Zhang M. Do government subsidies reinforce the cost stickiness of strategic emerging industries?[J]. Journal of Finance and Economics, 2018, 44(8): 114-127.]

[38] [38] 白旭云, 王砚羽, 苏欣. 研发补贴还是税收激励: 政府干预对企业创新绩效和创新质量的影响[J]. 科研管理, 2019,40(6):9-18. [Bai XY, Wang YY, SuX. R&D subsidies or tax incentives: An empirical analysis of government intervention on enterprise innovation performance and innovation quality[J]. Science Research Management, 2019,40(6):9-18.] [Bai X Y, Wang Y Y, Su X. R&D subsidies or tax incentives: An empirical analysis of government intervention on enterprise innovation performance and innovation quality[J]. Science Research Management, 2019, 40(6): 9-18.]

[39] [39] 宋嘉宁. 国内稀土上市公司政府补助与研发投入关系实证分析[J]. 稀土, 2016,37(4):152-158. [Song JN. A research of incentive effect of government subsidies on R&D investment based on the data from the listed rare earth companies in China[J]. Chinese Rare Earths, 2016,37(4):152-158.] [Song J N. A research of incentive effect of government subsidies on R&D investment based on the data from the listed rare earth companies in China[J]. Chinese Rare Earths, 2016, 37(4): 152-158.]

[40] Worthington AC. Cost efficiency in Australian local government: A comparative analysis of mathematical programming and econometrical approaches[J]. Financial Accountability and Management, 16, 201-223(2000).

[41] AfonsoA, FernandesS. Measuring local government spending efficiency: Evidence for the Lisbon Region[J]. Regional Studies, 40, 39-53(2006).

[42] [42] 陈诗一, 张军. 中国地方政府财政支出效率研究: 1978-2005[J]. 中国社会科学, 2008, (4):65-78. [Chen SY, ZhangJ. Efficiency of local government financial expenditure in China: 1978-2005[J]. Social Sciences in China, 2008, (4):65-78.] [Chen S Y, Zhang J. Efficiency of local government financial expenditure in China: 1978-2005[J]. Social Sciences in China, 2008, (4): 65-78.]

[43] [43] 唐齐鸣, 王彪. 中国地方政府财政支出效率及影响因素的实证研究[J]. 金融研究, 2012, (2):48-60. [Tang QM, WangB. An empirical study on the efficiency and influencing factors of local government financial expenditure in China[J]. Journal of Financial Research, 2012, (2):48-60.] [Tang Q M, Wang B. An empirical study on the efficiency and influencing factors of local government financial expenditure in China[J]. Journal of Financial Research, 2012, (2): 48-60.]

[44] [44] 李燕凌, 欧阳万福. 县乡政府财政支农支出效率的实证分析[J]. 经济研究, 2011,46(10):110-122. [Li YL, Ouyang WF. Empirical study on efficiency of county and township fiscal expenditure to rural area[J]. Economic Research Journal, 2011,46(10):110-122.] [Li Y L, Ouyang W F. Empirical study on efficiency of county and township fiscal expenditure to rural area[J]. Economic Research Journal, 2011, 46(10): 110-122.]

[45] [45] 王晓红. 精准扶贫视角下提升我国农业保险财政补贴效率研究[J]. 理论探讨, 2020, (1):102-107. [Wang XH. Research on improving the efficiency of financial subsidy of agricultural insurance in China from the perspective of targeted poverty alleviation[J]. Theoretical Investigation, 2020, (1):102-107.] [Wang X H. Research on improving the efficiency of financial subsidy of agricultural insurance in China from the perspective of targeted poverty alleviation[J]. Theoretical Investigation, 2020, (1): 102-107.]

[46] [46] 陈明艺, 裴晓东. 我国环境治理财政政策的效率研究: 基于DEA交叉评价分析[J]. 当代财经, 2013, (4):27-36. [Chen MY, Pei XD. A study of the efficiency of China’s financial policy for environmental governance: Based on DEA cross evaluation[J]. Contemporary Finance and Economics, 2013, (4):27-36.] [Chen M Y, Pei X D. A study of the efficiency of China’s financial policy for environmental governance: Based on DEA cross evaluation[J]. Contemporary Finance and Economics, 2013, (4): 27-36.]

[47] [47] 周华庆, 杨家文. 巴士公交财政补贴及服务供给效率: 深圳改革的启示[J]. 中国软科学, 2015, (11):59-67. [Zhou HQ, Yang JW. Subsidy policies and operational efficiency of bus transit in Shenzhen[J]. China Soft Science, 2015, (11):59-67.] [Zhou H Q, Yang J W. Subsidy policies and operational efficiency of bus transit in Shenzhen[J]. China Soft Science, 2015, (11): 59-67.]

[48] ObengK, SakanoR. Effects of government regulations and input subsidies on cost efficiency: A decomposition approach[J]. Transport Policy, 91, 95-107(2020).

[49] [49] 张帆, 孙薇. 政府创新补贴效率的微观机理: 激励效应和挤出效应的叠加效应: 理论解释与检验[J]. 财政研究, 2018, (4):48-60. [ZhangF, SunW. The micro-mechanism of government R&D subsidy efficiency: Superposition of incentive effect and crowding-out effect: A theoretical interpretation and inspection[J]. Public Finance Research, 2018, (4):48-60.] [Zhang F, Sun W. The micro-mechanism of government R&D subsidy efficiency: Superposition of incentive effect and crowding-out effect: A theoretical interpretation and inspection[J]. Public Finance Research, 2018, (4): 48-60.]

[50] [50] 李成, 李熙. 战略性新兴产业财政支持效率分析: 以广东省为例[J]. 科技管理研究, 2016,36(9):41-45. [LiC, LiX. Analysis on the efficiency of fiscal support for emerging industries of strategic importance: In the case of Guangdong[J]. Science and Technology Management Research, 2016,36(9):41-45.] [Li C, Li X. Analysis on the efficiency of fiscal support for emerging industries of strategic importance: In the case of Guangdong[J]. Science and Technology Management Research, 2016, 36(9): 41-45.]

[51] [51] 肖宇, 夏杰长, 倪红福. 中国制造业全球价值链攀升路径[J]. 数量经济技术经济研究, 2019,36(11):40-59. [XiaoY, Xia JC, Ni HF. The rising path of China’s manufacturing global value chain[J]. The Journal of Quantitative & Technical Economics, 2019,36(11):40-59.] [Xiao Y, Xia J C, Ni H F. The rising path of China’s manufacturing global value chain[J]. The Journal of Quantitative & Technical Economics, 2019, 36(11): 40-59.]

[52] [52] 季书涵, 朱英明. 产业集聚、环境污染与资源错配研究[J]. 经济学家, 2019, (6):33-43. [Ji SH, Zhu YM. Research on industrial agglomeration, environmental pollution and resource mismatch[J]. Economist, 2019, (6):33-43.] [Ji S H, Zhu Y M. Research on industrial agglomeration, environmental pollution and resource mismatch[J]. Economist, 2019, (6): 33-43.]

[53] [53] 周亚虹, 蒲余路, 陈诗一, 等. 政府扶持与新型产业发展: 以新能源为例[J]. 经济研究, 2015,50(6):147-161. [Zhou YH, Pu YL, Chen SY, et al. Government support and development of emerging industries: A new energy industry survey[J]. Economic Research Journal, 2015,50(6):147-161.] [Zhou Y H, Pu Y L, Chen S Y, et al. Government support and development of emerging industries: A new energy industry survey[J]. Economic Research Journal, 2015, 50(6): 147-161.]

[54] [54] 肖兴志, 姜晓婧. 战略性新兴产业政府创新基金投向: 传统转型企业还是新生企业[J]. 中国工业经济, 2013, (1):128-140. [Xiao XZ, Jiang XJ. Investment direction of government innovation fund in the strategic emerging industries: Traditional enterprises in transition or newborn enterprises[J]. China Industrial Economics, 2013, (1):128-140.] [Xiao X Z, Jiang X J. Investment direction of government innovation fund in the strategic emerging industries: Traditional enterprises in transition or newborn enterprises[J]. China Industrial Economics, 2013, (1): 128-140.]

[55] [55] 韩港. 稀土产业供给侧改革的策略研究[J]. 管理现代化, 2017,37(3):26-29. [HanG. Research on supply side reform strategy of rare earth industry[J]. Modernization of Management, 2017,37(3):26-29.] [Han G. Research on supply side reform strategy of rare earth industry[J]. Modernization of Management, 2017, 37(3): 26-29.]

[56] [56] 李馨子. 政府补助、持续性与未来盈余[J]. 管理评论, 2019,31(8):194-209. [Li XZ. Government subsidies, persistence and future earnings[J]. Management Review, 2019,31(8):194-209.] [Li X Z. Government subsidies, persistence and future earnings[J]. Management Review, 2019, 31(8): 194-209.]

[57] [57] 戴浩, 柳剑平. 政府补助对科技中小型企业成长的影响机理: 技术创新投入的中介作用与市场环境的调节作用[J]. 科技进步与对策, 2018,35(23):137-145 . [DaiH, Liu JP. The influence mechanism of government subsidy on the growth of technology-based SMEs: The mediating role of technological innovation investment and the adjustment of market environment[J]. Science & Technology Progress and Policy, 2018,35(23):137-145.] [Dai H, Liu J P. The influence mechanism of government subsidy on the growth of technology-based SMEs: The mediating role of technological innovation investment and the adjustment of market environment[J]. Science & Technology Progress and Policy, 2018, 35(23): 137-145.]

[58] [58] 郭玥. 政府创新补助的信号传递机制与企业创新[J]. 中国工业经济, 2018, (9):98-116. [GuoY. Signal transmission mechanism of government innovation subsidy and enterprise innovation[J]. China Industrial Economics, 2018, (9):98-116.] [Guo Y. Signal transmission mechanism of government innovation subsidy and enterprise innovation[J]. China Industrial Economics, 2018, (9): 98-116.]

[59] [59] 刘虹, 肖美凤, 唐清泉. R&D补贴对企业R&D支出的激励与挤出效应: 基于中国上市公司数据的实证分析[J]. 经济管理, 2012, (4):19-28. [LiuH, Xiao MF, Tang QQ. Incentive and crowding-out effects of R&D subsidy on companies’R&D expenditures empirical analysis based on the data of Chinese listed companies[J]. Business and Management Journal, 2012, (4):19-28.] [Liu H, Xiao M F, Tang Q Q. Incentive and crowding-out effects of R&D subsidy on companies’R&D expenditures empirical analysis based on the data of Chinese listed companies[J]. Business and Management Journal, 2012, (4): 19-28.]

[60] Ahn JM, LeeW, MortaraL. Do government R&D subsidies stimulate collaboration initiatives in private firms?[J]. Technological Forecasting and Social Change(2020). https://www.ncbi.nlm.nih.gov/pubmed/32327853

[61] [61] 毛其淋, 许家云. 政府补贴对企业新产品创新的影响: 基于补贴强度“适度区间”的视角[J]. 中国工业经济, 2015, (6):94-107. [Mao QL, Xu JY. The effect of government subsidy on firms’new product innovation: An analysis based on the moderate interval of subsidy intensity[J]. China Industrial Economics, 2015, (6):94-107.] [Mao Q L, Xu J Y. The effect of government subsidy on firms’new product innovation: An analysis based on the moderate interval of subsidy intensity[J]. China Industrial Economics, 2015, (6): 94-107.]

[62] [62] 白俊红. 中国的政府R&D资助有效吗?来自大中型工业企业的经验证据[J]. 经济学(季刊), 2011,10(4):1375-1400. [Bai JH. Are government R&D subsidies efficient in China? Evidence from large and medium enterprises[J]. China Economic Quarterly, 2011,10(4):1375-1400.] [Bai J H. Are government R&D subsidies efficient in China? Evidence from large and medium enterprises[J]. China Economic Quarterly, 2011, 10(4): 1375-1400.]

[63] SzücsF. Do research subsidies crowd out private R&D of large firms? Evidence from European framework programmes[J]. Research Policy, 49, 1-10(2020).

[64] [64] 高伟, 胡潇月. 新能源汽车政策效应: 规模抑或创新中介?[J]. 科研管理, 2020,41(4):32-44. [GaoW, Hu XY. New energy vehicle policy effect: Does scale or innovation serve as an intermediary?[J]. Science Research Management, 2020,41(4):32-44.] [Gao W, Hu X Y. New energy vehicle policy effect: Does scale or innovation serve as an intermediary?[J]. Science Research Management, 2020, 41(4): 32-44.]

[65] [65] 金宇超, 施文, 唐松, 等. 产业政策中的资金配置: 市场力量与政府扶持[J]. 财经研究, 2018,44(4):4-19. [Jin YC, ShiW, TangS, et al. Capital allocation under industrial policies: Market force and government support[J]. Journal of Finance and Economics, 2018,44(4):4-19.] [Jin Y C, Shi W, Tang S, et al. Capital allocation under industrial policies: Market force and government support[J]. Journal of Finance and Economics, 2018, 44(4): 4-19.]

[66] [66] 吴一丁, 赖程. WTO稀土案败诉背景下的我国稀土行业效率提升路径研究[J]. 稀土, 2016,37(2):152-158. [Wu YD, LaiC. A research on the path of efficiency improvement in China’s rare earth industry after losing WTO rare earth case[J]. Chinese Rare Earths, 2016,37(2):152-158.] [Wu Y D, Lai C. A research on the path of efficiency improvement in China’s rare earth industry after losing WTO rare earth case[J]. Chinese Rare Earths, 2016, 37(2): 152-158.]

[67] [67] 财政部, 工业和信息化部. 国家物联网发展及稀土产业补助资金管理办法[EB/OL]. (2014-05-30) [2020-07-10]. http://www.gov.cn/gongbao/content/2014/content_2745938.htm. [Ministry of Finance of the People’s Republic of China, Ministry of Industry and Information Technology of the People’s Republic of China. Management Measures of Subsidy Funds for the Development of National Internet of Things and Rare Earth Industry[EB/OL]. (2014-05-30) [2020-07-10]. http://www.gov.cn/gongbao/content/2014/content_2745938.htm. ] [Ministry of Finance of the People’s Republic of China, Ministry of Industry and Information Technology of the People’s Republic of China. Management Measures of Subsidy Funds for the Development of National Internet of Things and Rare Earth Industry[EB/OL]. (2014-05-30) [2020-07-10]. http: //www. gov. cn/gongbao/content/2014/content_2745938. htm.] http://www.gov.cn/gongbao/content/2014/content_2745938.htm

[68] CharnesA, Cooper WW, RhodesE. Measuring the efficiency of decision making units[J]. European Journal of Operational Research, 2, 429-444(1978).

[69] Banker RD, CharnesA, Cooper WW. Some models for estimating technical and scale inefficiencies in data envelopment analysis[J]. Management Science, 30, 1078-1092(1984).

[70] [70] 李兰冰. 中国全要素能源效率评价与解构: 基于“管理-环境”双重视角[J]. 中国工业经济, 2012, (6):57-69. [Li LB. Evaluation on regional energy efficiency in China: Based on managerial and environmental viewpoints[J]. China Industrial Economics, 2012, (6):57-69.] [Li L B. Evaluation on regional energy efficiency in China: Based on managerial and environmental viewpoints[J]. China Industrial Economics, 2012, (6): 57-69.]

[71] Fried HO, Schmidt SS, YaisawarngS. Incorporating the operating environment into a nonparametric measure of technical efficiency[J]. Journal of Productivity Analysis, 12, 249-267(1999).

[72] ToneK. A slacks-based measure of efficiency in data envelopment analysis[J]. European Journal of Operational Research, 130, 498-509(2001).

[73] [73] 工业和信息化部. 稀土行业发展规划(2016-2020年)[EB/OL]. (2016-09-29) [2020-07-10]. http://www.gov.cn/xinwen/2016-10/18/content_5120998.htm. [Ministry of Industry and Information Technology of the People’s Republic of China. Development Plan of Rare Earth Industry (2016-2020)[EB/OL]. (2016-09-29) [2020-07-10]. http://www.gov.cn/xinwen/2016-10/18/content_5120998.htm. ] [Ministry of Industry and Information Technology of the People’s Republic of China. Development Plan of Rare Earth Industry (2016-2020)[EB/OL]. (2016-09-29) [2020-07-10]. http://www.gov.cn/xinwen/2016-10/18/content_5120998.htm.] http://www.gov.cn/xinwen/2016-10/18/content_5120998.htm

[74] [74] 刘思远, 牛冲槐, 姚西龙. 企业创新过程中的政府财政政策效率研究: 基于创新两阶段的视角[J]. 科技管理研究, 2017,37(14):33-40. [Liu SY, Niu CH, Yao XL. Study on efficiency of government fiscal policy in process of enterprise innovation: Based on a perspective of two-stage innovation[J]. Science and Technology Management Research, 2017,37(14):33-40.] [Liu S Y, Niu C H, Yao X L. Study on efficiency of government fiscal policy in process of enterprise innovation: Based on a perspective of two-stage innovation[J]. Science and Technology Management Research, 2017, 37(14): 33-40.]

[75] Driscoll JC, Kraay AC. Consistent covariance matrix estimation with spatially dependent panel data[J]. Review of Economics and Statistics, 80, 549-560(1998).