Chinese Optics Letters, Volume. 22, Issue 10, 100603(2024)

Photonic frequency-multiplied 4096-QAM vector millimeter-wave signal generation using CE-DSM

Acai Tan1... Yanyi Wang1,*, Siyu Luo1, Zhengxuan Li1, Yingxiong Song1,** and Jianjun Yu2 |Show fewer author(s)
Author Affiliations
  • 1Key Laboratory of Specialty Fiber Optics and Optical Access Networks, Joint International Research Laboratory of Specialty Fiber Optics and Advanced Communication, Shanghai University, Shanghai 200444, China
  • 2Key Laboratory for Information Science of Electromagnetic Waves (Ministry of Education), Fudan University, Shanghai 200433, China
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    We propose a photonic frequency-multiplied vector millimeter-wave (mmW) signal generation scheme based on constant-envelope delta-sigma modulation (CE-DSM). The CE characteristic of phase modulation can easily avoid intensity-dependent nonlinear distortion caused by photonic frequency multiplication. Additionally, combined with one-bit DSM, the in-band signal-to-noise ratio can be dramatically improved, enabling high-order quadrature amplitude modulation (QAM) vector mmW signal generation with high spectral efficiency. Experimental results indicate that a 40 GHz four-fold frequency-multiplied 4096-QAM vector mmW signal generation system is successfully accomplished with 15-km standard single-mode fiber (SSMF) and 1-m wireless transmission, and the bit error ratio (BER) reaches the threshold of 3.8 × 10-3.

    Keywords

    1. Introduction

    With the advent of 5G commercialization, various new applications, such as unmanned driving, mobile X-haul, and smart health care, are gradually emerging, which brings huge wireless traffic and large demands on mobile networks[1,2]. The radio-over-fiber (RoF) system has attracted much attention as a promising candidate for future broadband wireless communication due to its large fiber communication capacity, enhanced flexibility, and minimal propagation delay[3,4]. Simple and cost-effective millimeter-wave (mmW) signal generation is essential for implementing RoF technology due to its abundant bandwidth resources and seamless integration between fiber and wireless communication[57]. However, the current digital interfaces based on the Common Public Radio Interface (CPRI) protocol have extremely low bandwidth efficiency due to 15 quantization bits. Moreover, it is difficult to generate high-order vector mmW signals in the RoF system because of the higher requirements of the signal-to-noise ratio (SNR) and smaller nonlinear tolerance[810].

    Toward this issue, researchers have mainly focused on photonic beating and photonic frequency multiplication for the high-order vector mmW generation. In Refs. [1113], the virtual carrier-assisted photonic beating scheme is proposed and the 16/64-quadrature amplitude modulation (QAM) vector mmW signals can be successfully generated. However, this approach only achieves double frequency, and the in-phase/quadrature (I/Q) modulator at the transmitter will also increase the system instability. Considering this issue, a photonic frequency-multiplied scheme is studied in Refs. [1417], and the I/Q modulator can be replaced by a Mach–Zehnder modulator (MZM), which provides a simple and stabilized structure. However, the responses of different levels are distinct in nonlinear modulation of the MZM, which results in intensity-dependent distortion after photonic frequency multiplication, and the constellation will be distorted. To address this issue, additional transmitter precoding is required for the frequency multiplication. It not only increases the complexity of the transmitter but also reduces the Euclidean distance for the signal constellations, which will degrade the performance of the system. In Refs. [16,17], angle modulation is proposed to construct a constant-envelope signal, which tolerates signal–signal beating interference (SSBI) and avoids transmitter precoding. More importantly, a theoretical 6 dB SNR gain will be obtained with each doubling of the modulation index. However, in practice, it is far from enough to support the generation of higher-order vector mmW signals. Among these schemes[1117], only 64-QAM is supported, and the SNR is still insufficient for higher-order modulation formats vector mmW signal generation.

    Recently, delta-sigma modulation (DSM) has become a hot topic in the wireless field[18,19], as it can bring huge SNR gain and improve the capacity of optical and wireless access systems[2023]. Therefore, it is interesting to combine the DSM technology with phase modulation to generate the vector mmW signals with a simple structure and high-order modulation format. In Ref. [24], a dual-vector radio-frequency signal generation scheme enabled by bandpass DSM is proposed, and a single-carrier 64-QAM mmW signal and a single-carrier 128-QAM mmW signal are successfully generated. In Refs. [25,26] the 1024-QAM/4096-QAM mmW signals are generated with the aid of 1-bit DSM. However, an additional laser is required for photonic heterodyne detection[2426]. To clarify the differences between these schemes, a comparison of these schemes for generating high-order vector mmW signals is also listed in Table 1.

    • Table 1. Comparison of the Schemes for Generating High-Order Vector mmW Signals

      Table 1. Comparison of the Schemes for Generating High-Order Vector mmW Signals

      SchemeMethodDeviceQAM orderReference
      Electrical carrierVirtual carrierIQ + PD16/64[1113]
      Photonic frequency multiplicationPrecodingMZM + PD64[14,15]
      Angle modulationMZM + PD64[16,17]
      Phase modulation + DSMMZM + PD4096This work
      Photonic heterodyningDSMIQ + PD + additional laser1024/4096[25,26]

    In this Letter, we propose a high-order vector mmW signal generation scheme enabled by photonic frequency multiplication and DSM. By applying one-bit DSM, the complex continuous analog signal is quantized to the NRZ signal. With the aid of phase modulation, the envelope of the CE-DSM signal stays constant, which can effectively avoid intensity-dependent distortion caused by photonic frequency multiplication and complex transmitter DSP. Meanwhile, the photonic frequency-multiplied mmW signal can be effectively generated without transmitter precoding[14], a complex I/Q modulator[11], or an additional laser[2426]. We experimentally verify the feasibility of the combination of phase modulation and DSM, and the 4096-QAM vector mmW signals can be successfully generated with high spectrum efficiency and a simple structure. Results show that the generated two-fold 0.5-Gbaud and four-fold 0.2-Gbaud photonic frequency-multiplied 4096-QAM vector mmW signals at 40 GHz can be successfully transmitted over 15-km standard single-mode fiber (SSMF) and 1-m wireless link when the bit error ratio (BER) meets the hard-decision forward error correction (HD-FEC) threshold of 3.8×103 and the error vector magnitude (EVM) is lower than 1.29%.

    2. Principle

    Figure 1 illustrates the schematic diagram of our proposal comprising phase modulation, demodulation, and photonic frequency multiplication. The original signal shown in inset (a) is represented as x(t), and after the phase modulation and upconversion, the baseband signal is transformed into a vector signal as inset (b), which can be expressed as EPM(t)=EP·cos[wct+m·x(t)], where EP is the drive voltage, wc is the angular frequency, m is the modulation index factor, and EPM(t) is the drive voltage of the MZM. The optical field of continuous wave (CW) laser light wave at f0 can be expressed as Ein(t)=E0·ej2πf0t, where E0 is the amplitude of the optical field. The output optical signal of the MZM is EMZM(t)=E02·{ej{w0t+π·EP·cos[wct+m·x(t)]+π·VDC2Vπ}+ej{w0t+π·EP·cos[wct+m·x(t)+π]π·VDC2Vπ}},where Vπ and VDC are half-wave voltage and direct current (DC) bias voltage of the MZM, respectively. Let φDC=π·VDC2Vπ and k=π·EP2Vπ, and after applying the Jacobi–Anger identity, Eq. (1) can be transferred to Eq. (2). The phase difference between the upper and lower arms is n·π2φDC. When the MZM is biased at its null point and peak point, Eq. (2) can be transformed into Eqs. (3) and (4), respectively. Insets (d) and (e) depict the output optical signal after MZM modulation, which corresponds to Eqs. (3) and (4), respectively. It can be observed from inset (d) thatEMZM(t)=E02·{n=+Jn(k)·ej[(w0+n·wc)t+n2·π+n·m·x(t)+φDC]+n=+Jn(k)·ej[(w0+n·wc)t+3n2·π+n·m·x(t)φDC]},and only odd sidebands are retained, while in contrast, in inset (e), only even sidebands are retained, EMZM(t)E0·n=+J2n+1(k)·ej{[w0+(2n+1)·wc]t+(2n+1)·m·x(t)},EMZM(t)E0·n=+J2n(k)·ej[(w0+2n·wc)t+2n·m·x(t)].

    Schematic diagram of phase modulation, demodulation, and frequency multiplication.

    Figure 1.Schematic diagram of phase modulation, demodulation, and frequency multiplication.

    After the PD detection, the mmW signals with 2n-fold frequency multiplication can be successfully generated. With the aid of the Bessel function, the generated mmW signals can be expressed as Eqs. (5) and (6). Equations (5) and (6) present the mmW signals generated when the MZM is biased at its null point and peak point. The frequency of the vector mmW signal is multiplied by 2 or 4 times or more. Inset (f) shows the electrical spectrum of the received signal after PD detection. After the downconversion and Rx DSP, finally, the baseband signal can be successfully recovered, I(t)R|E0|2·n=+|J2n+1(k)|2cos[2(2n+1)wct+2(2n+1)·m·x(t)],I(t)R|E0|2·n=+|J2n(k)|2cos[4nwct+4n·m·x(t)].

    3. Experimental Setup

    The experimental setup for the proposed 40 GHz CE-DSM 4096-QAM vector mmW signal generation system is illustrated in Fig. 2. The Tx and Rx DSP blocks are processed offline using MATLAB. First, at the transmitter, a pseudo-random binary sequence (PRBS) with a length of 223−1 is mapped into a complex-valued signal with an ultrahigh order of 4096 QAM, and the OFDM modulation is performed using a 1024-point inverse fast Fourier transform (IFFT). To obtain a real-valued and oversampled OFDM sequence, the input to the IFFT is a conjugate symmetric datum. The data of 0.5-Gbaud and 0.2-Gbaud OFDM signals are generated and loaded with 452 data subcarriers in MATLAB. After oversampling and one-bit fourth-order DSM, the baseband signals are converted to 4-GSa/s and 10-GSa/s NRZ signals, respectively. The generated DSM-NRZ signals are upsampled and passed through a root-raised cosine (RRC) filter. Then the phase modulation and upconversion are carried out as depicted in Fig. 1. Insets (a) and (b) in Fig. 2 show measured power spectral density (PSD) of the transmitted baseband signals after oversampling and one-bit DSM. It can be observed that the quantization noise component is pushed out of the signal bandwidth, which realizes the separation of noise and signal and greatly improves the in-band SNR. Insets (c) and (d) depict the zeros-poles plot and the realized frequency response of the square (RMS) gain of the discrete-time NTF in the signal band is about 43dB.

    Experimental setup of the photonic frequency-multiplied mmW signal generation, wireless transmission, and detection. Insets (a) and (b) are the measured PSD of transmitted electrical signals after oversampling and after one-bit DSM. Inset (c), zeros and poles of the NFT. Inset (d), realized frequency response of the NTF.

    Figure 2.Experimental setup of the photonic frequency-multiplied mmW signal generation, wireless transmission, and detection. Insets (a) and (b) are the measured PSD of transmitted electrical signals after oversampling and after one-bit DSM. Inset (c), zeros and poles of the NFT. Inset (d), realized frequency response of the NTF.

    The data generated by the Tx DSP block are uploaded into an arbitrary waveform generator (AWG, Keysight M8195A) with a sampling rate of 64 GSa/s. The output electrical signals with a peak-to-peak voltage of 600 mV are boosted by an electrical amplifier (EA) with a 23-dB gain before driving the 25-GHz MZM. The optical input of the MZM is a continuous-wavelength laser light wave at 1544.3 nm, which is generated from an external cavity laser (ECL) with a linewidth of 500 Hz and a maximum emitting optical power of 13.7 dBm. The output optical power of the MZM is about 2 dBm; the optical spectrum is depicted in Fig. 3. Figures 3(a) and 3(b) represent the optical spectra of twofold 0.5-Gbaud and fourfold 0.2-Gbaud vector mmW signals with an intermediate frequency (IF) of fc1=20GHz and fc2=10GHz, respectively.

    Measured optical spectra (0.02 nm resolution) captured by OSA. (a) Twofold 0.5-Gbaud and (b) fourfold 0.2-Gbaud CE-DSM vector mmW signal.

    Figure 3.Measured optical spectra (0.02 nm resolution) captured by OSA. (a) Twofold 0.5-Gbaud and (b) fourfold 0.2-Gbaud CE-DSM vector mmW signal.

    In Fig. 3(a), the MZM is biased at its null point, where only odd sidebands are preserved, and the ±1st-order optical sidebands are spaced by 2fc1 (40 GHz). In Fig. 3(b), the MZM is biased at its peak point, and the ±2nd-order optical sidebands are spaced by 4fc2 (40 GHz). After 15-km SSMF transmission, the optical vector mmW signal is sent into a high-speed PD with a 3-dB bandwidth of 50 GHz for heterodyning detection. Here we use a variable optical attenuator (VOA) before the PD for BER calculation. The generated electrical 40 GHz vector mmW signals are first amplified by EA2 and then loaded into the horn antenna (HA1) with a gain of 15 dBi. After 1-m wireless link transmission, the vector mmW signals are received by another HA2 and then amplified by EA3. Finally, the electrical signals are digitized at 160 GSa/s by a 59-GHz real-time digital signal analyzer (DSA, Keysight DSAZ594A). EA2 and EA3 are both broadband EAs with power gains of 23 and 10 dB, respectively.

    Figure 4 shows the electrical spectra captured by the DSA as described by Eqs. (7) and (8). The electrical spectrum in Fig. 4(a) is converted from the optical spectrum in Fig. 3(a) after PD detection. The signal located at 40 GHz is generated through the beating of the ±1st-order optical sidebands. Similarly, the electrical spectrum in Fig. 4(b) corresponds to the spectrum in Fig. 3(b). However, unlike Fig. 4(a), the signal in Fig. 4(b) appears not only at 40 GHz but also at the surrounding areas of 30 and 50 GHz due to the bandpass effect of the antenna. It can be observed that the SNR of the signal is highest at 40 GHz because the fourfold frequency multiplied mmW signal can be obtained by beating both the ±2nd-order optical sidebands, the original optical carrier, and the ±4th-order optical sidebands as described by Eq. (8), Io(t)R|E0|2·{2·J1(k)·cos[2wct+2·m·x(t)]},I(t)R|E0|2·{2·J0(k)·J2(k)·cos[2wct+2·m·x(t)]+[2·J0(k)·J4(k)+2·J2(k)2]·cos[4wct+4·m·x(t)]}.

    Measured electrical spectra captured by DSA. (a) Twofold 0.5-Gbaud and (b) fourfold 0.2-Gbaud CE-DSM vector mmW signal.

    Figure 4.Measured electrical spectra captured by DSA. (a) Twofold 0.5-Gbaud and (b) fourfold 0.2-Gbaud CE-DSM vector mmW signal.

    As depicted in the Rx DSP block of Fig. 2, the offline process mainly includes three parts, i.e., phase demodulation, DSM demodulation, and OFDM demodulation. First, the phase demodulation involves downconversion and a phase demodulator, which is implemented with an arctangent calculator, followed by a phase unwrap. After the resampling and RRC filtering, an NRZ DSP is needed to recover the DSM-NRZ signal. We employ T/2-space equalization with a 21-tap feed-forward equalizer (FFE) and a 5-tap decision feedback equalizer (DFE) to solve the chromatic dispersion (CD) and nonlinearity caused by the fiber and wireless transmission and PD detection. Second, after recovering the NRZ signal, the DSM demodulation is carried out with a low-pass filter (LPF) to remove the out-of-band quantization noise introduced by noise shaping and restore the original analog signals. Finally, after downsampling, the OFDM demodulation is performed with synchronization, frequency domain equalization, fast Fourier transform (FFT), and 4096-QAM demapping.

    4. Experimental Results and Discussions

    We first analyze and discuss the experimental results of the NRZ signals, since the demodulation of DSM relies on the transmission quality of the quantized signals. The BER curves for 10-GSa/s and 4-GSa/s NRZ signals under different transmission scenarios, including BtB, 1-m wireless link, and 15-km SSMF hybrid with 1-m wireless link, are depicted in Fig. 5. The BER decreases gradually with increasing received optical power (ROP). In Fig. 5(a), for the twofold 10-GSa/s NRZ signal, the sensitivity penalty is about 2 and 2.5 dB for the 1-m wireless link and 15-km SSMF hybrid with 1-m wireless link compared with the BtB case at the BER of 1×104. Similarly, for the fourfold 4-GSa/s NRZ signal in Fig. 5(b), there is an approximately 2.5 dB sensitivity penalty for both cases compared to BtB. Compared with optical fiber transmission, wireless transmission will bring greater power loss. The significant received sensitivity penalty in wireless transmission is mainly due to atmospheric attenuation and path loss, and thus the impairments of the two signals are basically the same. Additionally, the broadband amplifier also introduces additional noise, which will deteriorate the mmW signals[10]. The frequency spectra of received DSM-NRZ signal with and without equalization and LPF are presented in Fig. 6(a), where the quantization noise is filtered out by an LPF, preserving the original features as inset (a) in Fig. 2.

    BER performance versus the ROP for (a) 10-GSa/s NRZ and (b) 4-GSa/s NRZ signals.

    Figure 5.BER performance versus the ROP for (a) 10-GSa/s NRZ and (b) 4-GSa/s NRZ signals.

    (a) Frequency spectra of received one-bit DSM signal after equalization and LPF; (b) constellation of 4096-QAM vector mmW signal when ROP is −5 dBm.

    Figure 6.(a) Frequency spectra of received one-bit DSM signal after equalization and LPF; (b) constellation of 4096-QAM vector mmW signal when ROP is −5 dBm.

    Figure 7 illustrates the BER performance versus ROP for the 4096-QAM OFDM signal after DSM recovery at optical BtB, 1-m wireless link, and 15-km SSMF hybrid with 1-m wireless link transmission scenarios. Considering the HD-FEC threshold of 3.8×103, the receiver sensitivities of the twofold 0.5-Gbaud and fourfold 0.2-Gbaud OFDM signals are 8 and 8.5dBm in the BtB case, respectively. When the ROP is greater than 5dBm, the 4096-QAM vector mmW signals can be successfully recovered after fiber and wireless link transmission. The constellation diagram of the restored 0.2-Gbaud 4096-QAM OFDM vector mmW signal at an ROP of 5dBm is depicted in Fig. 6(b).

    BER performance versus the ROP for (a) twofold 0.5-Gbaud and (b) fourfold 0.2-Gbaud vector mmW signals.

    Figure 7.BER performance versus the ROP for (a) twofold 0.5-Gbaud and (b) fourfold 0.2-Gbaud vector mmW signals.

    Finally, we discuss the SNR and the EVM of the 4096-QAM OFDM vector mmW signals as depicted in Fig. 8. The EVM and SNR are marked with blue and red markers, respectively. Figure 8(a) presents the SNR-EVM curves for the twofold 0.5-Gbaud vector mmW signal. It can be observed that for the BtB, 1-m wireless link, and 15-km SSMF hybrid with 1-m wireless link transmission scenarios, the EVM threshold requirement of 1.29% can be achieved with a maximum SNR of up to 48 dB when the ROP exceeds 5dBm. Figure 8(b) shows the SNR-EVM curves for the fourfold 0.2-Gbaud vector mmW signal. The EVM threshold can be met for the BtB, 1-m wireless link, and 15-km SSMF hybrid with 1-m wireless link transmission scenarios, when the ROP is greater than 9, 7.5, and 7dBm, respectively. With the increase of the ROP, the SNR is improved with a maximum SNR of 54 dB after 15-km SSMF and 1-m wireless link transmission when the ROP is greater than 5dBm.

    BER/EVM of 40-GHz signal. (a) Twofold 0.5-Gbaud and (b) fourfold 0.2-Gbaud photonic frequency-multiplied 4096-QAM OFDM vector mmW signal versus ROP.

    Figure 8.BER/EVM of 40-GHz signal. (a) Twofold 0.5-Gbaud and (b) fourfold 0.2-Gbaud photonic frequency-multiplied 4096-QAM OFDM vector mmW signal versus ROP.

    5. Conclusion

    In conclusion, we propose a photonic frequency-multiplied 4096-QAM vector mmW signal generation scheme based on CE-DSM. Benefiting from the CE characteristic of phase modulation, the transmitter precoding and intensity-dependent nonlinear distortion can be effectively avoided when generating a vector mmW signal by photonic frequency multiplication. Additionally, combined with one-bit DSM, the in-band SNR can be dramatically improved, and the spectrum-efficient high-order QAM vector mmW signal can be well generated. We experimentally demonstrate the generation of twofold 0.5-Gbaud and fourfold 0.2-Gbaud 40 GHz 4096-QAM OFDM vector mmW signals and transmission over BtB, 1-m wireless link, and 15-km SSMF hybrid with 1-m wireless link. Results indicate that the BER reaches the HD-FEC threshold of 3.8×103, and the EVM meets the threshold of 1.29%, providing a high spectral efficiency and high-fidelity solution for next-generation MFH systems.

    [16] Z. Li, Y. Xia, H. Song et al. SNR-enhanced frequency-octupled 64QAM MM-wave signal generation using MZM-based angle modulation. European Conference on Optical Communication (ECOC), 1(2022).

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    Acai Tan, Yanyi Wang, Siyu Luo, Zhengxuan Li, Yingxiong Song, Jianjun Yu, "Photonic frequency-multiplied 4096-QAM vector millimeter-wave signal generation using CE-DSM," Chin. Opt. Lett. 22, 100603 (2024)

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    Paper Information

    Category: Fiber Optics and Optical Communications

    Received: Mar. 8, 2024

    Accepted: May. 20, 2024

    Published Online: Oct. 12, 2024

    The Author Email: Yanyi Wang (yanyiwang@shu.edu.cn), Yingxiong Song (herosf@shu.edu.cn)

    DOI:10.3788/COL202422.100603

    CSTR:32184.14.COL202422.100603

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