Chinese Optics Letters, Volume. 19, Issue 6, 060010(2021)

High-Q lithium niobate microring resonators using lift-off metallic masks [Invited]

Ke Zhang1, Zhaoxi Chen1, Hanke Feng1, Wing-Han Wong1, Edwin Yue-Bun Pun1,2, and Cheng Wang1,2、*
Author Affiliations
  • 1Department of Electrical Engineering, City University of Hong Kong, Kowloon, Hong Kong, China
  • 2State Key Laboratory of Terahertz and Millimeter Waves, City University of Hong Kong, Kowloon, Hong Kong, China
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    Figures & Tables(3)
    (a)–(f) Device fabrication flowchart. (a) Fabrication starts with an x-cut LNOI substrate. (b) PMMA resist is first spin-coated and patterned with EBL. (c) NiCr etching mask is subsequently created by thermal evaporation, (d) followed by a standard lift-off process. (e) The patterned NiCr is then used as an etching mask to form the LN waveguides using an Ar+-based RIE process. (f) The residual NiCr is finally removed in Cr etchant. (g) SEM images of a fabricated microring resonator and a coupling bus waveguide. Insets show magnified cross-section (top) and top-down (bottom) views of the bus waveguide. (h) Simulated electric field (Ez) profiles of the fundamental TE modes in the straight bus waveguide (top) and the bending ring waveguide (bottom).
    Step-by-step SEM examinations of the lift-off processes. (a), (b) Cross-section profiles of the PMMA resist after EBL. (c), (d) Cross-section profiles after thermal evaporation. (e), (f) Top-down views of the final NiCr masks. The left column [(a), (c), and (e)] shows a typical unoptimized lift-off process with overcut resist profiles and mask fencing features, whereas the right column [(b), (d), and (f)] corresponds to the optimized process with smooth mask profiles. The left part of PMMA resist in (c) was accidentally detached from the substrate during the cleaving step.
    (a) Experimental setup for LN microring resonator characterization. FPC, fiber polarization controller; DUT, device under test; PD, photodetector. Measured optical transmission spectra for typical microring resonators using (b) unoptimized and (c) optimized fabrication processes. (d) and (e) Zoom-in views of (b) and (c) showing critically coupled resonances. Blue dots show the measured data, and red curves correspond to the Lorentzian fits, indicating intrinsic Q factors of 1.4 × 105 and 1.1 × 106 for unoptimized and optimized metallic masks, respectively.
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    Ke Zhang, Zhaoxi Chen, Hanke Feng, Wing-Han Wong, Edwin Yue-Bun Pun, Cheng Wang, "High-Q lithium niobate microring resonators using lift-off metallic masks [Invited]," Chin.Opt.Lett. 19, 060010 (2021)

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    Paper Information

    Category: Special Issue on Lithium Niobate Based Photonic Devices

    Received: Mar. 7, 2021

    Accepted: Apr. 7, 2021

    Published Online: May. 13, 2021

    The Author Email: Cheng Wang (cwang257@cityu.edu.hk)

    DOI:10.3788/COL202119.060010

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