Photonics Research, Volume. 11, Issue 10, 1606(2023)

Ge0.92Sn0.08/Ge multi-quantum-well LEDs operated at 2-μm-wavelength on a 12-inch Si substrate

Shaoteng Wu1,2,5、*, Lin Zhang1, Rongqiao Wan1,6、*, Hao Zhou1, Kwang Hong Lee1, Qimiao Chen1,7、*, Yi-Chiau Huang3, Xiao Gong4, and Chuan Seng Tan1
Author Affiliations
  • 1School of Electrical and Electronic Engineering, Nanyang Technological University, Singapore 639798, Singapore
  • 2State Key Laboratory of Superlattices and Microstructures, Institute of Semiconductors, Chinese Academy of Sciences, Beijing 100083, China
  • 3Applied Materials, Inc., Sunnyvale, California 95054, USA
  • 4Department of Electrical and Computer Engineering, National University of Singapore, Singapore 117576, Singapore
  • 5e-mail: shaoteng.wu@ntu.edu.sg
  • 6e-mail: rongqiao.wan@ntu.edu.sg
  • 7e-mail: chenqm@ntu.edu.sg
  • show less

    The development of an efficient group-IV light source that is compatible with the CMOS process remains a significant goal in Si-based photonics. Recently, the GeSn alloy has been identified as a promising candidate for realizing Si-based light sources. However, previous research suffered from a small wafer size, limiting the throughput and yield. To overcome this challenge, we report the successful growth of GeSn/Ge multiple-quantum-well (MQW) p-i-n LEDs on a 12-inch (300-mm) Si substrate. To the best of our knowledge, this represents the first report of semiconductor LEDs grown on such a large substrate. The MQW LED epitaxial layer is deposited on a 12-inch (300-mm) (001)-oriented intrinsic Si substrate using commercial reduced pressure chemical vapor deposition. To mitigate the detrimental effects of threading dislocation densities on luminescence, the GeSn/Ge is grown pseudomorphically. Owing to the high crystal quality and more directness in the bandgap, enhanced electroluminescence (EL) integrated intensity of 27.58 times is demonstrated compared to the Ge LED. The MQW LEDs exhibit EL emission near 2 μm over a wide operating temperature range of 300 to 450 K, indicating high-temperature stability. This work shows that GeSn/Ge MQW emitters are potential group-IV light sources for large-scale manufacturing.

    1. INTRODUCTION

    Due to their scalable inclusion with current Si CMOS techniques, group IV semiconductors are appealing for photonics applications [1]. To build up a full set of components for Si photonics, numerous optoelectronic devices, such as amplifiers, modulators, waveguides, couplers, switches, photodetectors, LEDs, and lasers, should be included. However, even though most optoelectronic devices have been fully realized, the realization of effective group-IV light sources (LEDs, lasers) is still a challenge as Si and Ge are indirect band materials [24]. Recently, group-IV GeSn material has been suggested as a potential direct bandgap alloy for Si-based light sources [57]. GeSn alloy LEDs and optically/electronically pumped GeSn lasers have been experimentally demonstrated from several groups [5,810]. With remarkable enhancement of recombination efficiency, the multiple-quantum-well (MQW) structure has been widely used on LEDs or lasers, and some GeSn/Ge or GeSn/SiGeSn/MQW structure emitters have also been reported [1113]. However, the previous MQW GeSn LEDs suffer from small wafer sizes, which leads to low throughput and yield. Moreover, to the best of our knowledge, previously reported semiconductor LEDs all have a wafer diameter 8 inches (200 mm).

    Today, there are imperious demands for Si-based optoelectronic devices at wavelengths of around 2 μm (1900–2100 nm), due to wide applications in biomedical sensing, gas sensing (especially CO2 sensors), and 3D light detection and ranging (LiDAR) [14]. Furthermore, due to the rapid progress in hollow-core photonic bandgap fibers (HC-PBGFs), a lowest-loss window at 2  μm has been found recently, which opens a promising window for communication applications at 2 μm [15,16]. High-speed (>10  GHz) Si-based GeSn photodetectors at the waveband of 2 μm have been realized [1719], but the corresponding efficient Si-based light source is still a challenge. On the other hand, there are also demands for investigations of high-temperature stability (300–450 K) of GeSn LEDs for the following reasons: (1) ease of Sn segregation at high temperatures for GeSn alloys [2022]; (2) GeSn light emitter might have high electroluminescence (EL) intensity at elevated temperatures [23]; (3) due to the Joule heating effect, the operating temperature for Si integrated circuits can reach 150°C (423 K) [24].

    Here, we present the first p-i-n semiconductor LEDs on the 12-inch (300 mm) substrate. The MQW GeSn/Ge LEDs were grown on a 12-inch (300 mm) (001) Si substrate by a commercial reduced pressure chemical vapor deposition (RPCVD) system using a 1.2-μm Ge buffer layer, indicating enormous potential for large-scale manufacturing. The EL characterization of GeSn/Ge MQW LEDs under different current injections was studied. EL from MQW LEDs was observed near 2 μm with a high operating temperature around 450 K. The temperature-dependent EL and photoluminescence (PL) emissions of the MQW LEDs were also studied.

    2. RESULTS AND DISCUSSION

    A. Material Growth and Characterization

    The GeSn/Ge MQW LEDs were grown on the 12-inch (300 mm) Si substrate by a commercial RPCVD system [25]. To reduce the lattice mismatch between GeSn and Si, a 1.2-μm strain-relaxed Ge layer was used as a buffer layer, which confines the defects near the Ge and Si interface. In situ doping was adopted to grow the p-type and n-type Ge contact layers (200  nm). GeSn/Ge MQW layers consist of 15 periods of Ge0.92Sn0.08 well layer and Ge barrier layer with thicknesses of 7.5 and 20 nm, respectively, grown at a temperature of below 350°C. The thin GeSn well layers were deliberately designed to provide better carrier confinement for excitons and to inhibit dislocation formation from strain relaxation. The cross-sectional transmission electron microscope (TEM) image in Fig. 1(a) shows the abrupt and uniform interfaces on the GeSn and Ge layers. Furthermore, dislocations observed near the Ge/Si interfaces also demonstrate the high crystal quality of MQW layers. The high-resolution TEM (HRTEM) image on the MQW region in Fig. 1(b) shows that the Ge and GeSn layers are single crystals without observable dislocations.

    (a), (b) TEM and HRTEM images of the GeSn/Ge MQW structure on 12-inch Si substrate. (c), (d) High-resolution XRD 2Theta-Omega curve and asymmetric (224) XRD-RSM of the as-grown sample.

    Figure 1.(a), (b) TEM and HRTEM images of the GeSn/Ge MQW structure on 12-inch Si substrate. (c), (d) High-resolution XRD 2Theta-Omega curve and asymmetric (224) XRD-RSM of the as-grown sample.

    The Sn content and strain of GeSn/Ge MQWs were characterized by X-ray diffraction (XRD). The 2Theta-Omega curve along the (004) direction of the as-grown sample shows Si, Ge, and GeSn peaks (right to left). Plenty of satellite peaks exist on the left of the Ge peak, indicating the uniform and high crystalline quality of the GeSn/Ge MQW structure. The reciprocal space mapping (RSM) along (224) orientation is shown in Fig. 1(d). As expected, the same reciprocal lattice vector Qx of the Ge and diffraction GeSn peaks demonstrates that the GeSn layers are pseudomorphically grown. The pseudomorphic growth of the GeSn/Ge will not introduce additional threading dislocations (TDs) in the wafer, which will act as a non-radiative recombination center conducive to luminescence. Based on the RSM, the Sn content and strain of the GeSn are calculated to be about 8% and 0.0116%, respectively.

    B. Band Alignment Calculation

    The band alignments of the GeSn/Ge MQW were studied using model-solid theory [19,25]. According to Vegard’s law, Eg(Ge1xSnx)=(1x)Eg(Ge)+xEg(Sn)bGeSn(1x)x, where x and bGeSn are the Sn content and bowing parameter, respectively, and the bandgap of the GeSn without strain was calculated. From the deformation potential theory, the energy shifts due to strain can be expressed, where the strain value was obtained from the above XRD-RSM measurement. The band alignment of the GeSn/Ge MQW LED is shown in Fig. 2. The calculation shows that the GeSn well is an indirect bandgap material and the MQW is type I band alignment. The barrier offsets for electrons in Γ-valley and L-valley (ΔEΓ and ΔEL) are 89.6 and 26.8 meV, and for holes in heavy hole and light hole bands (ΔEHH and ΔELH) are 109.6 and 24.0 meV, respectively. Additionally, due to the Sn substitution, the bandgap between the Γ-valley and L-valley is reduced from 134.5 meV (unstrained Ge) to 71.7 meV (Ge0.92Sn0.08).

    Band alignments of the GeSn/Ge MQW.

    Figure 2.Band alignments of the GeSn/Ge MQW.

    As the active GeSn layers are in a quantum well structure, the quantum confinement effect should be considered. The ground states of bands in the GeSn well were calculated from the 1D time-independent Schrödinger equation h28π2m*(z)2ψnz2+V(z)ψn=Enψn,where h, m*(z), V(z), ψn, and En are the Planck constant, effective mass of electrons (holes), band offsets, eigenfunction, and eigenvalue, respectively. Eventually, the direct bandgap (EΓ1Ehh1) in the GeSn well region is calculated to around 0.660 eV (1880 nm).

    C. Device Fabrication and Characterization

    GeSn LEDs with double-mesa structures were generated on the epitaxial sample. The 3D image of the GeSn/Ge MQW LED on a Si substrate is shown in Fig. 3(a). To realize the devices, the top mesas were first etched by reactive ion etching (RIE) using chlorine-based gas to reach the p+ Ge region. Subsequently, the bottom mesa was fabricated to isolate the adjacent devices using a similar process. Afterwards, a SiO2 passivation layer with thickness of 400 nm was deposited by plasma-enhanced chemical vapor deposition (PECVD). After the formation of the contact window by fluorine-based RIE, Ti (20 nm)/Au (200 nm) was deposited by electronic beam evaporation followed by a lift-off process. The top-view microscope image of the fabricated MQW LED is shown in Fig. 3(b).

    (a) 3D schematic diagram of the GeSn/Ge MQW LED; (b) top-view microscope image of the fabricated LED; (c) I-V characteristics of the LED; (d) room temperature EL spectrum of the GeSn/Ge LED in comparison with that of Ge LED.

    Figure 3.(a) 3D schematic diagram of the GeSn/Ge MQW LED; (b) top-view microscope image of the fabricated LED; (c) I-V characteristics of the LED; (d) room temperature EL spectrum of the GeSn/Ge LED in comparison with that of Ge LED.

    To characterize the electrical properties of GeSn LEDs, a microprobe station connected to a Keithley 2400 source meter unit (SMU) was used. Figure 3(c) shows the current–voltage (I-V) curve of the GeSn/Ge MQW LED with a 60-μm mesa diameter. The high on/off ratio of >104 and low dark current under negative voltage both demonstrate the high performance of the Ge/GeSn MQW LEDs. The high on/off ratio of 104 at ±1  V demonstrates the excellent rectifying behavior of the GeSn LED. Additionally, the dark current is as low as 0.78 μA at 1  V, corresponding to a current density of 27.58  mA/cm2. Due to the low threading dislocation densities (TDDs) from the pseudomorphic growth, the dark current density of our device is one of the lowest of GeSn photodiodes with similar Sn content [26,27]. Additionally, the ideal factor η was calculated to 1.36 by linearly fitting the slope of the lnI-V line. The low ideal factor indicates the LED is close to the ideal PN junction.

    The EL characteristics of the GeSn/Ge MQW LEDs were measured by a homemade micro photoluminescence system connected to microprobes for injecting the current. The output EL light was first collected by a 50× objective lens, then propagated to the spectrometer, and finally detected by a liquid nitrogen-cooled linear InGaAs detector array. Limited by the InGaAs detector, the system could measure the accurate PL/EL spectra only within the wavelength of 2030 nm. The room temperature EL spectrum of the GeSn/Ge MQW LED with the comparison of Ge LED is shown in Fig. 3(d). For the accuracy of EL comparison, both LEDs have the same mesa diameter (60 μm) and are under the same injection current (23 mA). Additionally, the i-Ge region of the Ge LED has a thickness of 900 nm to enhance the EL intensity. The Ge LED also has a high crystal quality with TDDs as low as 106  cm2 [28]. Different from the dominant peak of Ge LED near 0.785 eV (1578  nm), the peak of the GeSn LED is redshifted to 0.665 eV (1864 nm), consistent with the theoretical calculation of 0.660  eV for the direct bandgap (EΓ1Ehh1) of the GeSn well. The emission of the GeSn LED covers a wide range from 0.65 to 0.85 eV (1458–2066 nm), which covers the S, O, L, U, and 2-μm optical communication bands. Moreover, the integrated EL intensity of the GeSn/Ge MQW LED (red line) is found to be 27.58 times the intensity of the Ge LED (black line). Due to the Sn substitution, the bandgap difference ΔE(Γ/L) between the Γ-valley and L-valley is reduced from 134.5 meV (Ge) to 71.7 meV (Ge0.92Sn0.08). As the possibility of electron carriers in L-valley is proportional to exp[ΔE(Γ/L)/kT] [29], a remarkable change in emission intensity could be expected. Moreover, the MQW structure with type I band alignment also improves luminescence performance due to the increased carrier restriction. Finally, by Gaussian fitting, the EL spectrum of the GeSn LED was found to comprise four peaks. Peaks 2 and 3 near 0.665 eV (1864 nm) and 0.723 eV (1715 nm) are confirmed to be the direct bands of GeSn/Ge and Ge peaks, respectively, as will be demonstrated from the PL curves below. Peak 1 is mainly from the indirect band of GeSn/Ge, while peak 4 might be due to the Fabry–Perot modes between Ge-VS/Si and Ge/air interfaces [30] or the Ge peak from the buffer Ge layer.

    EL spectra at room temperature with injected current ranging from 1 to 50 mA are plotted in Fig. 4(a). The position and intensity of MQW and Ge peaks from EL spectra are extracted and shown in Fig. 4(b). Due to the increasing amount of injected carriers, an obvious EL intensity enhancement is observed on the MQW and Ge peaks from the increase of current. The monotonic increase of integrated EL intensities with the increase of current density in Fig. 4(b) indicates that higher emission could be realized by further increasing the current. On the other hand, it is hard to see any shift in the energy of the MQW peak with increasing injection current, in contrast to an obvious redshift for the Ge peak. The peak of the MQW only shifted from 0.668 to 0.664 eV when the current density increased from 35 to 1768  A/cm2. In contrast, in the same current density range, the Ge peak has a large redshift from 0.737 to 0.718 eV. A general view suggests that EL peaks will redshift when the injection current increases due to the Joule heating from electrical excitation [31]. By investigating previous reports, a similar phenomenon that the peaks of Ge LEDs are greatly affected while the peaks of GeSn LEDs are hardly shifted from the Joule heating could be concluded [29,32,33]. For quantum well structure LEDs, the injection current increase can also cause band filling effects, which are offset just by thermal effects. This may be the main reason why GeSn EL peaks do not shift. The low radiation recombination efficiency of the Ge LED will result in plenty of heat generation, which might aggravate the Joule heating.

    (a) EL spectra as a function of the injected current; (b) peak position and EL integrated intensity as a function of the current density.

    Figure 4.(a) EL spectra as a function of the injected current; (b) peak position and EL integrated intensity as a function of the current density.

    The study of the temperature-dependent EL of LEDs is critical, especially at high temperatures, as it mostly reflects the actual operating environment of the devices. EL spectra at the temperatures from 300 to 460 K under a fixed injected current density of 1900  A/cm2 are plotted in Fig. 5(a). The position and intensity of the peaks were extracted and are presented in Fig. 5(b). As the peaks of the MQW shift toward the measuring edge of the system (2030  nm), a deviation will exist for the calculated peak position and intensity for temperatures higher than 400 K. Stable operation of GeSn LEDs at a temperature of 460 K is higher than the maximum temperature in silicon integrated circuits [24]. Both MQW and Ge peaks redshift when the operated temperature increases due to the bandgap shrinkage [11]. The shift of the MQW from 300 to 460 K is 27 meV, which is three times the shift of the Ge peak, consistent with previous studies showing that the GeSn LED has a larger shift slope than Ge LED. On the other hand, the opposite trend of the intensity for GeSn and Ge peaks is observed when temperature increases. Both Ge and MQW are indirect band materials. Since there is a 130-meV energy difference between Γ-valley and L-valleys of Ge, the electron is more likely to jump into the Γ-valley at higher temperatures as the distribution is smeared out [34]. Due to the incorporation of Sn, GeSn is closer to direct bandgap materials, resulting in reduced competition between direct and indirect bandgap luminescence. The nonradiative recombination due to the defects from non-equilibrium GeSn growth processes is dominant when the temperature increases [30]. Thus, the method for enhancing the EL intensity of GeSn LEDs from increasing temperature perhaps is unrealistic, as it may occur only on very low Sn content (<4%) GeSn LEDs, which are inefficient [23].

    (a) EL spectra as a function of the temperature for fixed injected current density of ∼1900 A/cm2; (b) peak position and EL integrated intensity at temperature from 300 to 460 K.

    Figure 5.(a) EL spectra as a function of the temperature for fixed injected current density of 1900  A/cm2; (b) peak position and EL integrated intensity at temperature from 300 to 460 K.

    To further study the band structure and emission characteristics of GeSn/Ge MQW LEDs, PL spectra as a function of temperature (220–460 K) were measured on a device using the PL system with a laser at the wavelength of 532 nm. As shown in Fig. 6(a), two dominant PL peaks exist, which are along the emission from the direct band of GeSn (MQW) and Ge. The energies of GeSn and Ge peaks at 300 K are around 0.664 eV (1867 nm) and 0.746 eV (1662 nm), respectively, which are close to EL peaks 2 and 3 at 0.668 eV (1864 nm) and 0.737 eV (1715 nm) with a low injection current at 1 mA in Fig. 4. The peak of Ge is a slight redshift compared to the common as-grown Ge layer (15801600  nm) with a 0.2% tensile strain, which might be due to the n-type doping on the n-contact layer. The incorporation of n-type dopants in Ge allows for raising the Fermi level, which reduces the energy of the direct band [35]. The redshift of both peaks from increasing temperature is consistent with the above temperature-dependent EL analysis. Additionally, the PL GeSn peak also has a larger shift slope than the PL Ge peak [Fig. 6(b)]. Finally, the opposite temperature-dependent trend of the PL intensity of GeSn and Ge peaks aligns well with the previous EL analysis [Fig. 6(c)].

    (a) PL spectra as a function of temperature; (b), (c) peak position and PL integrated intensity at temperature from 220 to 460 K.

    Figure 6.(a) PL spectra as a function of temperature; (b), (c) peak position and PL integrated intensity at temperature from 220 to 460 K.

    3. CONCLUSION

    We present the first GeSn/Ge MQW LEDs on a 12-inch (300 mm) diameter Si wafer. The LEDs were grown on Si by commercial RPCVD, showing great potential for large-scale manufacturing. The integrated EL intensity of the GeSn MQW LED is 27.58 times that of the Ge LED, due to the reduced bandgap difference between indirect and direct bands. The GeSn LED has a dominant peak near 0.665 eV (1864 nm), consistent with the theoretical calculation of 0.660  eV for the direct bandgap of GeSn well. The emission of the GeSn LED covers a wide range from 0.65 to 0.85 eV (1458–2066 nm), which covers the S, O, L, U, and 2-μm optical communication bands. The stable operation of GeSn LEDs at a temperature of 460 K is higher than the maximum temperature in silicon integrated circuits. Finally, the temperature-dependent EL/PL spectra also show the opposite integrated intensity trend of GeSn and Ge peaks, indicating the aggravated nonradiative recombination for GeSn emission. This work shows that GeSn/Ge MQW emitters are potential group-IV light sources for large-scale manufacturing.

    Acknowledgment

    Acknowledgment. We thank Nanyang NanoFabrication Centre (N2FC) for the use of semiconductor process equipment.

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    Shaoteng Wu, Lin Zhang, Rongqiao Wan, Hao Zhou, Kwang Hong Lee, Qimiao Chen, Yi-Chiau Huang, Xiao Gong, Chuan Seng Tan. Ge0.92Sn0.08/Ge multi-quantum-well LEDs operated at 2-μm-wavelength on a 12-inch Si substrate[J]. Photonics Research, 2023, 11(10): 1606

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    Paper Information

    Category: Silicon Photonics

    Received: Mar. 29, 2023

    Accepted: Jul. 17, 2023

    Published Online: Sep. 8, 2023

    The Author Email: Shaoteng Wu (shaoteng.wu@ntu.edu.sg), Rongqiao Wan (rongqiao.wan@ntu.edu.sg), Qimiao Chen (chenqm@ntu.edu.sg)

    DOI:10.1364/PRJ.491763

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