Journal of Semiconductors, Volume. 44, Issue 6, 062803(2023)

Rapid epitaxy of 2-inch and high-quality α-Ga2O3 films by mist-CVD method

Xiaojie Wang1, Wenxiang Mu1,2、*, Jiahui Xie1, Jinteng Zhang1, Yang Li1、**, Zhitai Jia1,3, and Xutang Tao1,2
Author Affiliations
  • 1State Key Laboratory of Crystal Materials, Institute of novel semiconductors, Institute of Crystal materials, Shandong University, Jinan 250100, China
  • 2Shenzhen Research Institute of Shandong University, Shenzhen 518057, China
  • 3Shandong Research Institute of Industrial Technology, Jinan 250101, China
  • show less

    High thickness uniformity and large-scale films of α-Ga2O3 are crucial factors for the development of power devices. In this work, a high-quality 2-inch α-Ga2O3 epitaxial film on c-plane sapphire substrates was prepared by the mist-CVD method. The growth rate and phase control mechanisms were systematically investigated. The growth rate of the α-Ga2O3 films was limited by the evaporation of the microdroplets containing gallium acetylacetonate. By adjusting the substrate position (z) from 80 to 50 mm, the growth rate was increased from 307 nm/h to 1.45 μm/h when the growth temperature was fixed at 520 °C. When the growth temperature exceeded 560 °C, ε-Ga2O3 was observed to form at the edges of 2-inch sapphire substrate. Phase control was achieved by adjusting the growth temperature. When the growth temperature was 540 °C and the substrate position was 50 mm, the full-width at half maximum (FWHM) of the rocking curves for the (0006) and (10-14) planes were 0.023° and 1.17°. The screw and edge dislocations were 2.3 × 106 and 3.9 × 1010 cm-2, respectively. Furthermore, the bandgaps and optical transmittance of α-Ga2O3 films grown under different conditions were characterized utilizing UV-visible and near-IR scanning spectra.

    1. Introduction

    Gallium oxide, as an ultra-wide bandgap semiconductor, has become an excellent candidate for power electronic devices and solar-blind photodetectors by virtue of its large bandgap, high breakdown electric field and Baliga's figure of merit. Gallium oxide possesses six polymorphs, includingα, β, γ, δ, ε, δ[1]. Among them, the thermodynamically stable phase, monoclinicβ-Ga2O3, has been studied intensively in the last two decades. Compared withβ-Ga2O3, metastableα-Ga2O3 has recently garnered extensive attention owing to its excellent properties. Meanwhile,α-Ga2O3 exhibits larger bandgap (~5.3 eV) and bigger Baliga's figure of merit (~6726 εμEc3) than that ofβ-Ga2O3. Theα-Ga2O3 has higher symmetry which belongs to corundum structure, the space group isR-3m[2], with unit cell parameters ofa = 4.98 Å andc = 13.43 Å[3]. The lattice mismatch ofα-Ga2O3 and sapphire was only 4.8% (along the a-axis)[3]. This makes it possible to obtainα-Ga2O3 films by heteroepitaxy on low-cost sapphire substrates. Additionally, the alteration of the bandgap ofα-Ga2O3 could be achieved between 3.7 eV and 9.0 eV when alloyed with materials such asα-Al2O3,α-In2O3,α-Fe2O3,α-Cr2O3,α-Rh2O3 andα-V2O3[4,5]. Furthermore, the problem of low solid solubility, as compared withβ-Ga2O3, will not be encountered byα-Ga2O3[6].

    Theα-Ga2O3 films can be obtained using various techniques, including metal-organic chemical vapor deposition (MOCVD)[7,8], halide vapor phase epitaxy (HVPE)[9-11], and mist-chemical vapor deposition (mist-CVD)[12-15] and so on. Among these techniques, the HVPE method has been used in the rapid growth ofα-Ga2O3 films, and the growth rate could be reached to 10μm/h[11]. Unfortunately, the quality ofα-Ga2O3 films cannot be guaranteed to be high and the morphology was poor under high growth rates. The MOCVD method offers high-quality materials with a growth rate of 1μm/h[7,8]. However, the process cost is very high, which makes it unsuitable for mass production. Finally, mist-CVD is a non-vacuum-based, low-energy and economical approach for the growth ofα-Ga2O3 films using safe and inexpensive source precursors. In addition, oxygen vacancies could be reduced by mist-CVD, which is one of the major issues with oxides preparation[16]. Since 2008, corundum-structuredα-Ga2O3 thin films have been successfully prepared applying mist-CVD[12]. Moreover, the thickα-Ga2O3 films were obtained with a hot-wall type mist-CVD, and the growth rate was about 1μm/h according to recent research[15]. However, the dominant factors affecting the growth rate are still unclear, and the low growth rate ofα-Ga2O3 films grown by mist-CVD has limited the application ofα-Ga2O3 films and devices. Additionally, the crystal quality and uniformity of large-scaleα-Ga2O3 films were hardly guaranteed with high growth rate[6,12,16-20]. Furthermore, other crystalline phases likely appeared in the epitaxy ofα-Ga2O3 films[13]. The dominant factors affecting the growth rate are still unclear.

    In this work, the large-scaleα-Ga2O3 films with high quality uniformity were rapidly prepared by mist-CVD. The growth mechanism of rapid preparation ofα-Ga2O3 films by mist-CVD was investigated. The growth rates of theα-Ga2O3 films were strongly dependent on the position of the substrate in the furnace. The evaporation of the microdroplets was decreased as the position of substrate decreased. The growth rate was calculated to be 1.45μm/h atz = 50 mm, which was much faster than previous reports[6,12,16-20]. By adjusting the growth temperature and the position of substrates, 2-inchα-Ga2O3 films with pure phases were obtained. Accordingly, the full-width at half maximum (FWHM) of rocking curves for the (0006) and (10−14) planes are as low as 0.023° and 1.17°, respectively. The rapid preparation of large-scale and high-qualityα-Ga2O3 films has been obtained.

    2. Experiment

    The 2-inchα-Ga2O3 films were grown onc-plane sapphire substrates using a vertical hot-wall mist-CVD system. Gallium acetylacetonate (Ga(acac)3) was dissolved in deionized (DI) water, and 1 vol% hydrochloric acid (HCl) was used as the cosolvent. The solution (0.05 mol/L) was atomized into micron-sized droplets using a 1.7 MHz ultrasonic transducer. High-purity argon (99.999%) and high-purity oxygen (99.999%) were used as the carrier gas and diluting gas, respectively, and the flow rates were maintained at 1500 and 150 sccm. The gallium source was delivered from the bottom of the reactor into the mist-CVD system. Pureα-Ga2O3 films were obtained by controlling temperature between 500 and 580 °C. In the vertical hot-wall mist-CVD system, the position of the substrate can be adjusted by moving the susceptor. The vertical position (z) was defined by the reference originz = 0 mm at the heater entrance and the regulated range of the substrate position (z) was 0−150 mm.

    The quality of theα-Ga2O3 films was characterized using high-resolution X-ray diffraction (HRXRD, Bruker-AXS D5005HR) and X-ray diffraction (XRD, D8ADVANCE). The surface morphology and thickness were characterized using scanning electron microscopy (SEM, Nova NanoSEM 450). The optical transmission spectra were characterized using a UV-visible near-IR scanning spectrophotometer (Cary 5000).

    3. Results and discussion

    Fig. 1 shows the vertical hot-wall mist-CVD system. The vertical position (z) was defined by the reference originz = 0 mm at the heater entrance. In the vertical hot-wall mist-CVD system, the quality and morphology of the epitaxial films were obviously depended on the substrate position (z). In our experiments, the surface of the sapphire substrate was covered by solid particles atT = 520 °C andz = 150 mm, indicating that the precursors had been fully transformed into solid particles. As the position of the substrate decreased, the solid particles were gradually reduced and the surface of the sapphire substrate became smooth. Ga2O3 films with smooth surfaces and great transparencies were successfully prepared atz = 80 mm. It was believed that as the microdroplets were traveling in furnace, the sizes of microdroplets became smaller or were even transformed into solid particles due to evaporation[16]. Therefore, the position of the substrate was important for the surface topography and crystallization quality of the film.

    (Color online) Schematic of a vertical hot-wall mist-CVD.

    Figure 1.(Color online) Schematic of a vertical hot-wall mist-CVD.

    Figs. 2(a)−2(d) show the cross-sectional SEM images of theα-Ga2O3 films on sapphire. At the same epitaxy temperature of 520 °C, the thickness of the films increased as the position of the substrate decreased, as shown inFig. 3. The thickness of the Ga2O3 film was 307 nm atT = 520 °C andz = 80 mm, as shown inFig. 2(a). When the position of the substrate was decreased to 50 mm, the thickness of Ga2O3 films increased to 2.9μm accordingly at the same temperature and carrier gas rate, as shown inFig. 2(d).

    Cross-sectional SEM images of the Ga2O3 films on a sapphire epitaxy at 520 °C with different substrate positions.

    Figure 2.Cross-sectional SEM images of the Ga2O3 films on a sapphire epitaxy at 520 °C with different substrate positions.

    Growth rates of the Ga2O3 films at different substrate positions.

    Figure 3.Growth rates of the Ga2O3 films at different substrate positions.

    Fig. 3 shows the growth rates of the films deposited at varying substrate positions (z = 50−80 mm). The growth rate of films was increased with the position of substrate decreased and the growth rate could reach 1.45μm/h atT = 520 °C andz = 50 mm, which was the fastest in theα-Ga2O3 epitaxy by mist-CVD method[6,12,16-20].

    The growth mechanism of the mist-CVD system was discussed based on the principles of the growth rate. The microdroplets must be glided over the substrate surface by Leidenfrost motion during epitaxy, which was the key factor in the preparation of theα-Ga2O3 films[21]. As the microdroplets were transported in the furnace, the size of microdroplets could be decreased due to evaporation[14]. With the evaporation of microdroplets, sufficiently small microdroplets would be interacted with the substrate by Leidenfrost motion and this released precursors for epitaxy. When effectively used, small microdroplets were employed to successfully prepareα-Ga2O3 films with smooth surfaces. As the small microdroplets were further evaporated, some of them were transformed into precipitates or even solid particles. The growth rate of theα-Ga2O3 films decreased because of the depletion of the microdroplets. Hence, the microdroplets should not be allowed to fully evaporate before approaching the substrate surface. The proper position of the substrate was a key factor in the successful preparation ofα-Ga2O3 films.

    The suitability of growth temperature for obtainingα-Ga2O3 films was studied when the position of the substrates (z) was fixed at 50 mm.Fig. 4 shows the X-ray diffraction (XRD) spectra of theα-Ga2O3 films grown at temperatures ranging from 500 to 580 °C. The diffraction peaks at 38.94°, 40.34° and 41.76° correspond to the (004) plane ofε-Ga2O3, (0006) plane of the sapphire substrate and (0006) plane ofα-Ga2O3, respectively. Apart from the peak of the sapphire substrate at 41.76°, only one peak of the (0006) plane ofα-Ga2O3 at 40.34° could be observed at the growth temperatures of 500–540 °C, indicating the preparation of pureα-Ga2O3 films on sapphire substrates. The improvement of the crystal quality ofα-Ga2O3 was demonstrated by the increase of the peak at 40.34° as the temperature increased. The diffraction peak of theε-Ga2O3 (004) plane at 38.94° was observed when the growth temperature exceeded 560 °C, which demonstrates the appearance of the second phase ofε-Ga2O3. According to First-principle calculations, the expansion and formation energy relationships in the five forms of Ga2O3 are as follows:β<ε<α<δ<γ[22]. The expansion and formation energy ofα-Ga2O3 are higher than those ofβ-Ga2O3, considering thatα-Ga2O3 was generally more unstable thanβ-Ga2O3. However,α-Ga2O3 is more stable thanβ-Ga2O3 at a high hydrostatic pressure of greater than 40 GPa[23]. The sapphire substrate andα-Ga2O3 are classified into the corundum crystal structure, and the lattice mismatch is 4.81%[3]. Despite the fact thatα-Ga2O3 has a higher formation energy thanε-Ga2O3 andβ-Ga2O3,α-Ga2O3 could be stabilized under the misfit strain created by lattice mismatch. The mismatch strain at the interface is quickly released as the growth temperature rises, leading to the acceleration ofε-Ga2O3 growth[13].

    (Color online) XRD patterns of Ga2O3 film grown at 500–580 °C.

    Figure 4.(Color online) XRD patterns of Ga2O3 film grown at 500–580 °C.

    The distribution of crystal phases in Ga2O3 films at different temperatures was also investigated, as shown inFigs. 5(a)−5(b). Theα-Ga2O3 phase is represented by the green areas, while the red areas represent a mixture ofα andε-Ga2O3 phases. AtT = 560 °C andz = 50 mm, a secondaryε-Ga2O3 phase was observed at the edge areas of the substrate. Therefore, the temperature distribution in the furnace was not uniform. The temperature of the edge areas was higher than that of the central areas on the substrate, resulting in the formation of a mixture ofα andε-Ga2O3 phases. AtT = 540 °C andz = 50 mm, only theα-Ga2O3 phase was observed with no additional phases, as shown inFig. 5(b).

    (Color online) The crystal phases distributions of Ga2O3 films at (a) T = 560 °C and z = 50 mm, (b) T = 540 °C and z = 50 mm.

    Figure 5.(Color online) The crystal phases distributions of Ga2O3 films at (a) T = 560 °C and z = 50 mm, (b) T = 540 °C and z = 50 mm.

    The top-view SEM images ofα-Ga2O3 grown at various temperatures are presented inFigs. 6(a)–6(e). The evolution of the surface morphology ofα-Ga2O3 films grown at 500 to 580 °C was observed. As shown inFigs. 6(a)–6(c), a smooth surface morphology of theα-Ga2O3 film grown at 500 °C was observed. When the growth temperature was increased to 520 °C, some random three-dimensional (3D) grains were observed. As the temperature increased, the grain-size increased correspondingly. Although some 3D grains were observed, the phase ofα-Ga2O3 films was maintained asα phase, and the quality of theα-Ga2O3 films increased with increasing temperature from 500 to 540 °C. Some irregular surface areas of the films grown at 560 °C or higher temperatures are shown inFigs. 6(d)–6(e), which indicates the occurrence of a phase transition. As shown in the inset ofFig. 6(e), the surface was dominated by hexagonal structures and such areas were dominated by polycrystallineε-Ga2O3, as revealed by the X-ray diffraction (XRD) 2θ/ω spectrum (not shown).

    (Color online) SEM images of Ga2O3 films grown at (a) 500 °C, (b) 520 °C, (c) 540 °C, (d) 560 °C, (e) 580 °C, and (f) photograph of 2-inch α-Ga2O3 films prepared at 540 °C.

    Figure 6.(Color online) SEM images of Ga2O3 films grown at (a) 500 °C, (b) 520 °C, (c) 540 °C, (d) 560 °C, (e) 580 °C, and (f) photograph of 2-inch α-Ga2O3 films prepared at 540 °C.

    The optical transmittances of theα-Ga2O3 films exceeded 80% in the visible and UV regions, with a sharp cut-off at around 220 nm. As the crystal quality was improved, the transmittance of theα-Ga2O3 films also increased. The transmittance of theα-Ga2O3 film prepared at 540 °C was greater than 90%. A blue shift was exhibited by the transmittance when the crystal quality increased, as shown in the inset ofFig. 7.Fig. 7(b) depicts the optical bandgap of the films grown at 500 to 580 °C. The optical bandgap ofα-Ga2O3 could be calculated using Tauc’s formula,

    (Color online) (a) Optical transmittance spectra of α-Ga2O3 films grown at 500 to 580°C. The inset is the partial optical transmittance spectra at the range of wavelength between 200 and 300 nm. (b) The optical bandgaps of α-Ga2O3 films grown at 500 to 580 °C.

    Figure 7.(Color online) (a) Optical transmittance spectra of α-Ga2O3 films grown at 500 to 580°C. The inset is the partial optical transmittance spectra at the range of wavelength between 200 and 300 nm. (b) The optical bandgaps of α-Ga2O3 films grown at 500 to 580 °C.

    (αhv)2=B(hvEg),

    whereh,v, andB are Planck’s constant, the light frequency, and a constant, respectively[23]. The bandgap ofα-Ga2O3 films could be obtained by extrapolating the linear portion of the plot of (αhv)2 versus energy (hv). As the quality was increased, the bandgap of the samples was increased from 5.20 to 5.36 eV. The optical bandgap of the best quality was calculated to be 5.36 eV, which was prepared at 540 °C. When the growth temperature exceeded 540 °C, a second phases ofε-Ga2O3 appeared. Affected by theε-Ga2O3 phases, in which the optical bandgap was about 4.9 eV[24], the optical bandgap of the mixture ofε andα phases slightly reduced.

    The quality of theα-Ga2O3 films was significantly impacted by the presence ofε-Ga2O3 phases. Therefore, the growth temperature should be maintained below 560 °C to prepare the pureα-Ga2O3 films. A large number of threading dislocations and lattice distortions would appear in theα-Ga2O3 film, owing to the lattice and thermal mismatch with sapphire.Fig. 8(a) shows the FWHM of the rocking curves of theα-Ga2O3 (0006) planes under different growth conditions. The FWHM of the rocking curves for the (0006) planes decreased with the increasing temperature between 500 to 540 °C. The highest crystal quality of theα-Ga2O3 film was obtained at 540 °C, and the FWHM of the scan rocking curves for the (0006) plane was 0.023°. Affected by theε-Ga2O3 phases, the FWHM deteriorated to 0.028° for the film growth at 560 °C.Fig. 8(c) shows the rocking curves of five different points (P1–P5) distributed on the 2-inch substrate, as shown inFig. 8(b), grown at 540 °C. The FWHMs of the XRCs for the (0006) plane are consistent, ranging from 73 to 89 arcsec. The 2-inchα-Ga2O3 films with high uniformity and quality were obtained atT = 540 °C andz = 50 mm. The dislocation densities of the as-grown film prepared at 540 °C were evaluated. The FWHM of the rocking curves for the (10−14) plane under skew-symmetric scan configuration was measured to be 1.17°, as illustrated inFig. 8(d). The dislocation densities can be approximately calculated using the Eqs. (2) and (3),

    (Color online) (a) XRD ω scan of samples grown at 500−560 °C for α-Ga2O3 (0006) planes. (b) The locations of P1-5 on 2-inch α-Ga2O3 film grown at 540 °C. (c) The rocking curves of α-Ga2O3 (0006) planes recorded from five different points (P1–P5). (d) The rocking curves of α-Ga2O3 (0006) and (10-14) planes, corresponds to the point of P1.

    Figure 8.(Color online) (a) XRD ω scan of samples grown at 500−560 °C for α-Ga2O3 (0006) planes. (b) The locations of P1-5 on 2-inch α-Ga2O3 film grown at 540 °C. (c) The rocking curves of α-Ga2O3 (0006) planes recorded from five different points (P1–P5). (d) The rocking curves of α-Ga2O3 (0006) and (10-14) planes, corresponds to the point of P1.

    Ds=β(0006)2/4.35bs2,

    De=β(1014)2/4.35be2,

    whereDe(Ds) andbe(bs) are the dislocation densities and lengths of Burgers vectors for edge (screw) types, respectively.β(0006) andβ(10−14) are the FWHM of ω scan forα-Ga2O3 (0006) plane andα-Ga2O3 (10−14) plane[13,25]. The screw and edge dislocation densities in the film prepared at 540 °C were estimated to be 2.3 × 106 and 3.9 × 1010 cm−2, respectively.

    4. Conclusion

    In this work, high-quality 2-inchα-Ga2O3 films on sapphire substrates were prepared by mist-CVD. The growth rates were systematically explored, and it was found that the growth rate of theα-Ga2O3 increased as the position of the substrate decreased. The growth rate was improved to 1.45μm/h, which was faster than previous reports in the mist-CVD method. It is believed that the position of the substrate was the dominant factor affecting the growth rate because the source material microdroplets decreased or even depleted while traveling in the furnace. To obtain high-quality pureα-Ga2O3 films, the growth temperatures were adjusted in the range of 500 to 580 °C. When the growth temperature exceeded 560 °C,ε-Ga2O3 appeared at the edge of 2-inch sapphire substrate. Theα-Ga2O3 films which were prepared at 540 °C exhibited the best crystal quality. The FWHM of the (0006) and (10−14) planes were 0.023° (82.8 arcsec) and 1.17°, respectively. The corresponding densities of the screw and edge dislocations were estimated to be 2.3 × 106 cm−2 and 3.9 × 1010 cm−2, respectively. As the quality was improved, the optical transmittances of theα-Ga2O3 films were improved. The transmittance of theα-Ga2O3 films with the best crystal quality was greater than 90% at the wavelength of 285 nm. Meanwhile, with the crystal quality increased, a blue shift was exhibited in the spectra and the bandgaps of the films were increased from 5.20 to 5.36 eV. Affected by theε-Ga2O3 phases, with an optical bandgap was about 4.9 eV, the optical bandgap of the mixture of theε andα phases was slightly reduced. Large-scale high-qualityα-Ga2O3 films contribute to the development ofα-Ga2O3 materials and devices.

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    Xiaojie Wang, Wenxiang Mu, Jiahui Xie, Jinteng Zhang, Yang Li, Zhitai Jia, Xutang Tao. Rapid epitaxy of 2-inch and high-quality α-Ga2O3 films by mist-CVD method[J]. Journal of Semiconductors, 2023, 44(6): 062803

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    Paper Information

    Category: Articles

    Received: Jan. 30, 2023

    Accepted: --

    Published Online: Jul. 6, 2023

    The Author Email: Mu Wenxiang (mwx@sdu.edu.cn), Li Yang (yangli@sdu.edu.cn)

    DOI:10.1088/1674-4926/44/6/062803

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