Acta Optica Sinica, Volume. 43, Issue 24, 2401006(2023)

Aerosol Retrieval Using Deep Learning and Radiative Transfer Model

Xiaohu Sun, Lin Sun*, Chen Jia, and Feng Zhou
Author Affiliations
  • College of Geodesy and Geomatics, Shandong University of Science and Technology, Qingdao 266590, Shandong , China
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    Objective

    Atmospheric aerosols are an important component of the earth-atmosphere system, exerting significant influence on various aspects, such as climate change, air quality, and human health. Traditional aerosol retrieval methods, such as dark target (DT) and deep blue (DB) algorithms, assume surface reflectance parameters during atmospheric radiative transfer processes and construct Look-up tables to retrieve aerosol optical depth (AOD). However, these methods simplify retrieval factors based on prior knowledge, resulting in error accumulation and propagation. Additionally, Look-up tables are usually constructed based on blue or red bands to greatly limit the image information utilization. With the emergence of various machine learning algorithms, deep learning algorithms have become the preferred AOD retrieval method. The quality and quantity of the deep learning training dataset determine the accuracy and applicability of the final model. Meanwhile, current dataset construction faces the problem of biased and insufficient training datasets due to the sparsity of ground station (AERONET) data, the limitation of image cloud cover, and satellite replay cycle, which greatly affects the accuracy of the retrieval model. Therefore, we propose an atmospheric radiative transfer model to construct a simulated dataset that conforms to real scenes, supporting deep learning methods to achieve quantitative aerosol retrieval. We hope that this method can solve the difficult data acquisition, ensure the dataset comprehensiveness, and reduce the aerosol retrieval error to assist with AOD retrieval of high-resolution image aerosols.

    Methods

    We propose an atmospheric radiative transfer model to construct a simulated dataset and support the implementation of aerosol retrieval using deep learning methods. Firstly, the apparent reflectance of satellite bands in different conditions (observation geometry, surface reflectivity, atmospheric conditions, different AODs, etc.) is simulated by the atmospheric radiative transfer model. Then, based on the statistical relationship among parameters in the study area and the probability distribution, we combine different bands and parameters to construct a simulated dataset that conforms to real scenes. Next, we employ this dataset to perform aerosol retrieval with deep learning methods, and apply the trained retrieval model to Landsat-8 OLI sensor data and retrieve high-resolution (30 m) aerosol images above the urban surface of Beijing. To evaluate the model performance, we validate the results with AERONET ground stations and adopt four metrics including mean absolute error (MAE), root mean square error (RMSE), the Pearson correlation coefficient (R), and expected error (EE) to perform analysis and evaluation.

    Results and Discussions

    We combine the radiative transfer model with machine learning methods, and take Beijing as an example to achieve the urban aerosol AOD retrieval. This method has higher accuracy than ground-based measurements to avoid the disadvantage of insufficient training datasets from ground-based measurements in the past. The AOD values inverted from the four stations shown in Fig. 5 (a)-(d) have a strong correlation with AERONET measurements (R = 0.8397-0.9283), and more than 72% of the points are within the expected error with relatively stable retrieval results. The overall results of the study area [Fig. 5 (e)] show that the error of the retrieval values is relatively small. The MAE and RMSE are 0.0685 and 0.1029 respectively, and have a high correlation with AERONET measurements, with an R value of 0.8989. 74.05% of the points are within the expected error, while some results still show the underestimation phenomenon, which is mainly manifested in regions with AOD values above 0.5. In the spatial aerosol distribution under different levels of atmospheric pollution [Fig. 7 (a)-(h)], the overall trend of the retrieval results is reasonable with a continuous distribution, providing full-space coverage of the aerosol retrieval results. Additionally, the aerosol image at 30 m spatial resolution can provide local details and provide more detailed information on the spatial AOD distribution in urban areas, which is of significance in pollution source monitoring and other aspects.

    Conclusions

    We propose an atmospheric radiative transfer model to construct a dataset to support the retrieval of high-resolution aerosol data from Landsat-8 using deep learning algorithms. The 6S atmospheric radiative transfer model is adopted to simulate the apparent reflectance of different Landsat-8 OLI bands in different conditions. By traversing the parameters in the study area and considering the joint probability of different parameters, different real scenes are constructed to ensure the unbiased dataset. To address the ill-posed problem during the retrieval, we leverage geometric angle information and statistical information between adjacent band apparent reflectance to screen the sample data and limit the parameter combination. An aerosol retrieval model is trained using the simulated dataset, and aerosol retrieval experiments are conducted in Beijing to verify the accuracy against AERONET ground-based aerosol measurement data. The results show that the method of employing simulated data to support deep learning algorithms has high accuracy, small errors, and high correlation with the measured data (R=0.8989). The RMSE and MAE are 0.1029 and 0.0685 respectively, and about 74.05% of the data falls within the expected error line. The proposed method addresses the bias and data volume problems of deep learning training samples using simulated data to better employ large amounts of training data and then learn more complex and accurate relationships between AOD and observation parameters, thereby achieving more accurate retrieval results.

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    Xiaohu Sun, Lin Sun, Chen Jia, Feng Zhou. Aerosol Retrieval Using Deep Learning and Radiative Transfer Model[J]. Acta Optica Sinica, 2023, 43(24): 2401006

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    Paper Information

    Category: Atmospheric Optics and Oceanic Optics

    Received: Mar. 14, 2023

    Accepted: May. 19, 2023

    Published Online: Dec. 8, 2023

    The Author Email: Sun Lin (sunlin6@126.com)

    DOI:10.3788/AOS230673

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