Matter and Radiation at Extremes, Volume. 9, Issue 5, 057201(2024)

Bunching enhancement for coherent harmonic generation by using phase merging effects

Ke Feng1,*... Kangnan Jiang1,2, Runshu Hu1,3, Shixia Luan1, Wentao Wang1, and Ruxin Li12 |Show fewer author(s)
Author Affiliations
  • 1State Key Laboratory of High Field Laser Physics and CAS Center for Excellence in Ultra-intense Laser Science, Shanghai Institute of Optics and Fine Mechanics (SIOM), Chinese Academy of Sciences (CAS), Shanghai, People’s Republic of China
  • 2School of Physical Science and Technology, ShanghaiTech University, Shanghai, People’s Republic of China
  • 3Center of Materials Science and Optoelectronics Engineering, University of Chinese Academy of Sciences, Beijing, People’s Republic of China
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    In this paper, promising but simple schemes are investigated to enhance the micro-bunching of relativistic electron beams for coherent harmonic generation (CHG) by using phase merging effects. In contrast to the standard CHG scheme, two specially designed dispersion sections (DSs) are adopted with the DS-modulator–DS configuration. The phase space of the e beam is appropriately coupled in the first DS, and the electrons within one seed wavelength can merge to the same phase with a matched second DS. Micro-bunching of the e beam can thus be enhanced by a large margin with much higher-harmonic components. Taking e beams from laser wakefield accelerators (LWFAs) as an example, start-to-end simulations are performed to show the effectiveness and robustness of the proposed schemes with several configurations. The beam current can be optimized to several tens to hundreds of kiloamperes, and the radiation power reaches hundreds of megawatts in the extreme ultraviolet regime within a 3.5 m-long beamline. The proposed schemes offer new opportunities for future compact free-electron lasers driven by LWFAs and provides prospects for truly compact and widely applicable systems.

    I. INTRODUCTION

    Free-electron lasers (FELs) are capable of delivering intense and coherent radiation with tunable wavelengths and are now established as unique high-brilliance tools for basic scientific investigations with atomic resolution at femto-to-attosecond timescales.1–6 At X-ray wavelengths, FELs are typically based on the mechanism of self-amplified spontaneous emission (SASE). However, the SASE action produces photons with a limited longitudinal coherence, because the radiation starts from the random shot noise in the electron beam (e beam).7,8 Prebunching e beams before injecting them into the FEL interaction region would produce fully coherent X rays, expedite the FEL amplification process, and enable high power and high energy extraction efficiency by tapering-enhanced superradiance.9–12 However, owing to the lack of seeds at X-ray wavelengths, various harmonic seeding schemes for prebunching e beams have been proposed for superradiant FELs.10 The high-gain harmonic-generation (HGHG) configuration13–15 is the most representative of these, whereas for FELs with no exponential gain, the seeding scheme is referred to as coherent harmonic generation (CHG).16–18 The standard CHG configuration consists of two undulators separated by a dispersive magnetic chicane. A seed laser interacts with the electrons to imprint a sinusoidal energy modulation at the scale of the seed laser wavelength into the e beam in the first undulator (modulator). This energy modulation evolves into a tight density modulation (bunching) with high-harmonic current components of the seed laser frequency in the following dispersive chicane. However, the energy modulation needs to be strengthened to obtain significant bunching at higher harmonics, and this will degrade the beam quality and result in a lower FEL power in the downstream undulator (radiator). To improve the frequency multiplication efficiency with a small induced energy spread, more complicated schemes such as multistage HGHG with the “fresh bunch” technique,19,20 echo-enabled harmonic generation (EEHG),21–25 and phase-merging enhanced harmonic generation (PEHG)26–28 have been studied extensively.

    Benefitting from the unprecedented accelerating gradient of up to several hundreds of gigavolts per meter, laser wakefield accelerators (LWFAs) have considerable potential as alternative drivers for compact FELs.29–37 Tremendous progress has been made in LWFA over the past decade, owing to extensive research on high-quality injection, acceleration, and laser guiding schemes.31,38 It has proved possible to obtain e beams with energy of up to ∼8 GeV,39 emittance of the order of 0.1 mm mrad,40,41 energy spread of a few per mille,42,43 and beam charges of several nanocoulombs44,45 with increasing stability.46 Following the improvements in beam quality, lasing of an FEL adopting a LWFA has been demonstrated with both SASE47 and seeded48 configurations. Owing to the natural production of multi-kiloampere electron bunches in LWFA,49,50 the pre-bunched schemes can further increase the bunch current to several tens or hundreds of kiloamperes. Such schemes offer new opportunities for coherent and intense radiation even without exponential gain in a sufficient short undulator51,52 and hence open up prospects for truly compact and widely applicable systems.

    In this paper, we investigate bunching-enhanced schemes using phase merging effects to significantly improve the frequency multiplication efficiency. The simulation and theoretical analysis presented here demonstrates that the dispersion section–modulator–dispersion section (DS-M-DS) configuration is a promising scheme. Benefitting from the phase-space coupling induced by the first dispersion section (DS-I), the modulated electrons in the beam can merge to the same phase within one seed wavelength after passing a matched second dispersion section (DS-II), and the bunching of the e beam can thus be increased significantly. As shown in Fig. 1, DS-I is used to couple the appropriate phase spaces among the electrons in the beam. Such coupling can be of transverse–longitudinal phase spaces (i.e., transverse position–energy or transverse momentum–energy) or transverse–transverse phase spaces (i.e., transverse position-transverse momentum), which can be chosen appropriately with the designed e-beam parameter to obtain the maximum up-conversion efficiency. The following short modulator facilitates the generation of sinusoidal modulation (energy modulation14,18 or angular modulation53–55) on the electrons while interacting with the seed laser. The modulated e beam is then sent to DS-II to realize conversion from energy modulation or angular modulation to density modulation. At the same time, electrons with different initial energy or divergence rapidly merge to the same phase within one seed wavelength, and the bunching factor increases significantly to realize a fully coherent FEL with shorter wavelength in the downstream radiator.

    Schematic layout of the bunching enhanced scheme for coherent harmonic generation with the DS-M-DS configurations. The dispersion Sec. I and dispersion Sec. II, indicated by the dashed boxes, need to be designed specifically for a given e beam.

    Figure 1.Schematic layout of the bunching enhanced scheme for coherent harmonic generation with the DS-M-DS configurations. The dispersion Sec. I and dispersion Sec. II, indicated by the dashed boxes, need to be designed specifically for a given e beam.

    Start-to-end simulations with e beams from laser wakefield accelerators (LWFAs) are performed to demonstrate the feasibility of the proposed schemes. The results show that the harmonic number is increased significantly under optimized conditions, and the radiation power reaches the hundreds of megawatts level, with the total beamline within 3.5 m. The proposed schemes are universal and robust but easy to implement, and they have great potential for suitable applications with various e-beam sources, including LWFAs, storage rings (SRs),56 and linear accelerators.57

    II. PHYSICAL MECHANISM OF BUNCHING ENHANCEMENT

    To give a theoretical analysis of the underlying physics of bunching enhancement, we adopt the vector X=(x,x,y,y,z,δ)T to character the state of the electrons in six-dimensional (6D) phase space, where x, y, and z are the horizontal, vertical, and longitudinal positions, x′ and y′ are the horizontal and vertical divergences, and δ = (γγ0)/γ0 is the relative particle energy deviation with respect to the reference particle.18 After passing through the linear Hamiltonian system, the state of the electron becomes X1=RX0, where R is a 6 × 6 transfer matrix describing the beam dynamics. DS-I is placed behind the accelerator and can be designed to introducing whichever of the relative coupling coefficients R12, R16, and R26 needs to be optimized according to the actual e-beam parameter. The corresponding coefficient can be expressed in a more general form as Rij (i, j = 1, 2, 6 and i < j), which represents the coupling between Xi and Xj of the beam. It should be noted that the aforementioned analysis is also applicable to the vertical coordinates, but this is ignored for brevity here. After interacting with the seed laser, the e beam is sinusoidally modulated in the modulator. The modulation corresponds to angular modulation53–55 for the case of i = 1 and j = 2. In other cases, it is energy modulation.14,18 Following the modulator is DS-II, which can be specially designed for introducing R5i and R5j to convert the energy or angular modulation to density modulation and enhance the bunching simultaneously. In fact, the desired coupling can be designed as a whole with beam transport devices (e.g., dipole magnets) or their combinations,58 and the specific beamlines using an e beam from an LWFA will be discussed in Sec. III.

    To illustrate the underlying physics more clearly, we set i = 1 and j = 6 as a simple example here. The element of the transfer matrix induced by DS-I is R16, corresponding to transverse dispersion of the beam. The normalized variables p = (γγ0)/σγ and χ = (xx0)/σx are adopted to describe the dimensionless energy deviation and horizontal position of the electrons with average energy γ0mc2 and central beam position x0,18 where σγ and σx are the root mean square (rms) energy spread and horizontal beam size at the entrance of DS-I, respectively. The initial distributions for p and χ are assumed to be f0(p)=N0(2π)1/2ep2/2 and g0(χ)=N0(2π)1/2eχ2/2, where N0 is the number of electrons per unit length in the beam. After passing through DS-I, the horizontal position of the beam is changed to χ1 = χ + (R16σδ/σx)p, where σδ = σγ/γ0 represents the relative energy spread of the beam. The e beam is energy-modulated during the interaction with the seed laser in the modulator, with a modulation amplitude A=Δγ/σγ=2K0LuJPL/P0/(γw0σγ) induced by a plane electromagnetic wave. Here, Δγ is the modulation depth, σγ is the rms energy spread of the e beam, PL and w0 are the peak power and the radius of the seed laser, P0 = IAmc2/e2 = 8.7 GW, IA ≈ 17 kA is the Alfvén current, K0 and Lu are the parameter and the total length of the undulator, and J=J0K02/(4+2K02)J1K02/(4+2K02).18 The dimensionless energy deviation evolves to p1 = p + A sin(ksz) at the exit of the modulator, where ks is the wavelength of the seed laser. After its injection into the following DS-II, the corresponding longitudinal position of the beam evolves toz1=z+R51σxχ+R16σδσxp+R56σδ[p+Asin(ksz)],where z and z1 are the longitudinal positions of the beam at the beginning and end of the beamline, respectively. For large coupling coefficient R16 and modulation amplitude A, the small factor χ and p can be omitted, and a clearer physical picture can be obtained from Eq. (1), which simplifies toz1=z+R51R16σδp+R56σδAsin(ksz).

    The first term on the right-hand side of Eq. (2) is the initial longitudinal position of an electron in the beam, and the third term represents the conversion of the sinusoidal energy modulation to a density modulation with an appropriate R56, as shown in Figs. 2(a) and 2(b). The important second term shows linear correlations with the initial normalized energy derivation p. It indicates that electrons with different initial energies will have different longitudinal displacements and can merge to the same longitudinal position within one seed wavelength range, as long as appropriate coupling coefficients R51 and R16 are chosen, as shown in Figs. 2(c) and 2(d). The up-conversion efficiency is expected to be enhanced significantly through exploitation of the bunching enhancement technique using phase merging effects.

    Schematic of standard CHG and bunching enhanced CHG schemes: (a) and (c) x–z–p phase-space distributions of the e beam at the exit of the modulator in the standard CHG and bunching enhanced CHG schemes, respectively; (b) and (d) x–z–p phase-space distributions of the e beam at the entrance of the radiator in the standard CHG and bunching enhanced CHG schemes, respectively. The initial horizontal size and energy spread of the e beam are assumed to be 1 µm and 0.1%, respectively. The coupling coefficient R16 induced by DS-I is 2 cm, and the amplitude of energy modulation is A = 3. The corresponding coupling coefficients induced by DS-II are R51 = 2.2 × 10−4 and R56 = −4.7 × 10−5 m.

    Figure 2.Schematic of standard CHG and bunching enhanced CHG schemes: (a) and (c) xzp phase-space distributions of the e beam at the exit of the modulator in the standard CHG and bunching enhanced CHG schemes, respectively; (b) and (d) xzp phase-space distributions of the e beam at the entrance of the radiator in the standard CHG and bunching enhanced CHG schemes, respectively. The initial horizontal size and energy spread of the e beam are assumed to be 1 µm and 0.1%, respectively. The coupling coefficient R16 induced by DS-I is 2 cm, and the amplitude of energy modulation is A = 3. The corresponding coupling coefficients induced by DS-II are R51 = 2.2 × 10−4 and R56 = −4.7 × 10−5 m.

    The density modulation of the e beam can be quantified by the bunching factor, which is defined as b=eiθj, where θj = (ks + ku)zckst is the pondermotive phase for particle j in the beam, the angular brackets indicate the average after summing over particles in the beam, and ku is the wavenumber of the undulator. According to the bunching factor for the PEHG scheme in Ref. 26, the bunching factor for the nth harmonic in the scheme presented here can be expanded to a more general form as follows:bn=Jn(nAksR5jσj)exp12[nks(R5iRij+R5j)σj]2×exp12(nksR5iσi)2(i,j=1,2,6;i<j),where σi and σj are the corresponding rms values of the e-beam 6D phase spaces at the entrance of DS-I. To maximize the bunching shown in Eq. (3), the condition R5iRij + R5j = 0 needs to be satisfied, and the corresponding bunching factor is rewritten asbn=Jn(nAksR5jσj)exp12nksR5jσiRij2(i,j=1,2,6;i<j).Typically, the Bessel function in Eq. (3) reaches its maximum value of 0.67/n1/3 when its argument equals n + 0.81n1/3,26 and the optimized coefficient is determined as R5j = (n + 0.81n1/3)/(nAksσj) for a given modulation amplitude A. Thus, the bunching factor is mainly determined by σi/Rij in the exponential attenuation term. By choosing a relatively small σi along with a large coupling coefficient Rij in DS-I, a considerable bunching factor can be obtained here. In particular, for the case of R5i = 0 and j = 6, Eq. (3) can be rewritten asbn=Jn(nAksR56σδ)exp[12(nksR56σδ)2],which corresponds to the bunching factor for a standard CHG scheme.

    As noted in the above analysis, the bunching factor for the standard CHG scheme is mainly determined by the energy spread of the beam σδ and will lead to a low up-conversion efficiency for an e beam with a large energy spread. Using an intense seed laser to increase the modulation depth may be an alternative way to promote bunching in the standard CHG scheme, but the gain will be degraded accordingly, owing to the large energy modulation. On comparing the exponential attenuation terms in Eqs. (4) and (5), it can be seen that σδ in the latter is replaced by σi/Rij in the former, which indicates that the presented scheme may be a superior method to obtain the optimum bunching for e beams even with different characteristics. It is believed that such a bunching enhanced technique provides another promising way for e beams from a variety of the sources to generate intense coherent radiation with short wavelength. In Sec. III, we take the e beams from LWFAs as examples to demonstrate the effective operation of the proposed scheme with various configurations.

    III. START-TO-END SIMULATION

    A. Laser wakefield acceleration

    To demonstrate the feasibility of the proposed scheme, the e beam from an LWFA is taken as an example and start-to-end simulations are performed. Such e beams typically work with an extremely low efficiency because of the relatively large energy spread (typically of the order of 1%) in a standard CHG scheme, but they are well suited for the proposed scheme. The spectral quasi-3D particle-in-cell (PIC) simulation code FBPIC59,60 is applied to gain insights into the acceleration stage. The simulation domain has sizes of 50 and 120 µm in the longitudinal and transverse directions, respectively, cell sizes of 31.25 and 80 nm in each direction and 16 macroparticles per cell. An 800 nm linearly polarized laser pulse with normalized vector potential a0 = 1.3, waist radius w0= 35 µm, and pulse duration τ = 25 fs is used to drive the wakefield. The density profile of the simulation is shown in Fig. 3(a), which is similar to that reported by Wang et al.47 The evolution of the e-beam spectrum dQ/dE is also illustrated in Fig. 3(a). The slice properties of the e beam at the exit of the plasma are shown in Fig. 3(b). The simulated e beam has a peak energy of 525 MeV, a bunch charge of 30 pC, a global energy spread of 0.86% in rms (93% of the total electrons), and normalized projected emittances of 0.19 mm rad and 0.80 mm mrad in the horizontal and vertical directions, respectively.

    PIC simulation results for LWFA. (a) Density profile used in the simulation and corresponding evolution of the energy spectrum dQ/dE of the e beam as a function of the longitudinal positions, where Q and E are the beam charge and energy, respectively. (b) Normalized emittance in the horizontal (black) and vertical (red) directions, beam current (blue), and relative energy spreads (RES) over slices. Each slice has a length of 31.25 nm, which is chosen as the grid size in the PIC simulation.

    Figure 3.PIC simulation results for LWFA. (a) Density profile used in the simulation and corresponding evolution of the energy spectrum dQ/dE of the e beam as a function of the longitudinal positions, where Q and E are the beam charge and energy, respectively. (b) Normalized emittance in the horizontal (black) and vertical (red) directions, beam current (blue), and relative energy spreads (RES) over slices. Each slice has a length of 31.25 nm, which is chosen as the grid size in the PIC simulation.

    B. Phase merging with normal dispersion

    As illustrated in Sec. II, the coupling coefficient in DS-I can be chosen as R16 for a normal dispersion scheme, and the corresponding coefficients in DS-II are R51 and R56. Generally, the horizontal dispersion can be introduced by exploiting a dog-leg composed of two dipoles or dog-leg schemes with quadrupoles inserted.61 However, the bunch lengthening can be significant with LWFA-based e beams, which degrades the peak current and the FEL gain. A single-dipole scheme can be applied to provide the necessary dispersion, and the bunch lengthening can be minimized with an optimized beamline.62 The coefficients R51 and R56 need to be introduced simultaneously in DS-II, which can be done by cascading a magnet dipole and a chicane, as illustrated in the Appendix [see Eq. (A2)]. For such a scheme, the coefficients are calculated as R51 = b and R56=2bc2Lc, where b and bc are the bending angles for the dipole and chicane, respectively, and Lc is the drift length between each dipole in the chicane. It should be noted that the coefficients R51 and R56 can be optimized separately, which makes the presented scheme more feasible for use with different e-beam sources.

    The total beamline and the associated evolution of the e-beam Twiss parameters along the beamline are shown in Fig. 4(a). After leaving the plasma, the e beam is focused by the quadrupole triplet, which consists two 5 cm-long quadrupoles and a 10 cm-long quadrupole with adjustable gradient. The subsequent DS-I stage consists of a dipole with a deflection angle of 0.05 rad and a length of 10 cm and a 10 cm-long quadrupole electromagnet to provide the appropriate coefficient R16 of 1.75 cm required for the following phase merging stage. The e beam is tracked through the beam line using the Ocelot code63 with space charge and second-order transport effects taken into consideration. Similar results can be obtained using the Astra code.64 The initial beam used for tracking is obtained from the output of the FBPIC code. After passing through DS-I, a four-period modulator with period length 5 cm is inserted, where the dispersed e beam interacts with a 266 nm seed laser pulse with peak power 50 GW, FWHM pulse width 30 fs, and waist radius 300 µm. The corresponding energy modulation amplitude A = 1.3 can be estimated from the simulation. As mentioned in Sec. II, for the tenth harmonic, the optimized coefficients induced by DS-II can be calculated as R51 = 2.9 × 10−4 and R56 = −3.0 × 10−6 m. More importantly, the coefficient R52 induced by DS-II should be optimized to zero to prevent the bunching being washed out. Cascading a magnet dipole and a chicane can provide this condition. The length of each dipole is 5 cm and the distance between any two adjacent dipoles is 10 cm in DS-II. The corresponding bending angles for the dipole and chicane are 0.29 and 3.36 mrad, respectively.

    Phase merging with the normal dispersion scheme. (a) Evolution of the Twiss parameters βx and βy and horizontal dispersion Dx along the beamline and the corresponding schematic layout of the beamline, with quadrupoles, dipoles, and undulators represented by red, blue, and green squares, respectively. (b) and (c) Longitudinal phase-space snapshots of the e beam at the exit of the modulator and the entrance of the radiator, respectively. (d) Normalized emittances in the horizontal (black) and vertical (red) directions, beam current (blue), and relative energy spread (RES, green) over slices. (e) Corresponding bunching factors for the phase merging (PM, red) and without phase merging (w/o PM, blue) situations, respectively.

    Figure 4.Phase merging with the normal dispersion scheme. (a) Evolution of the Twiss parameters βx and βy and horizontal dispersion Dx along the beamline and the corresponding schematic layout of the beamline, with quadrupoles, dipoles, and undulators represented by red, blue, and green squares, respectively. (b) and (c) Longitudinal phase-space snapshots of the e beam at the exit of the modulator and the entrance of the radiator, respectively. (d) Normalized emittances in the horizontal (black) and vertical (red) directions, beam current (blue), and relative energy spread (RES, green) over slices. (e) Corresponding bunching factors for the phase merging (PM, red) and without phase merging (w/o PM, blue) situations, respectively.

    The longitudinal phase-space distributions of the e beam at the exit of the modulator and the entrance of the radiator are shown in Figs. 4(b) and 4(c). The interaction between the electrons and the seed laser imprints the energy modulation of the e beam at the seed wavelength in the modulator. This energy modulation transforms into an associated density modulation in the following DS-II. Figure 4(d) shows the transverse normalized emittances, the relative energy spread (RES), and the current profile before entering the radiator. The growth in emittance is mainly induced by the increase of the beam size due to the horizontal dispersion, and the current profile exhibits multiple spikes with a maximum spike of 72.1 kA in the phase merging scheme. The corresponding bunching factors are shown in Fig. 4(e). Here, the situation without phase merging is also plotted for comparison, where the bending angle of the dipole in DS-II has been set to 0 with a vanishing R51. Such a high peak current and effective bunching will benefit the coherent radiation in the ultrashort (10 s periods) downstream undulator (radiator).

    C. Phase merging with angular dispersion

    An angular-dispersion-induced phase merging scheme has been proposed for the case of an extremely low-emittance storage ring,27 but, with a number of modifications, it is also suitable for e beams from optimized operation LWFAs. For the angular dispersion scheme, the coefficient induced by DS-I is R26 and can be realized with a single dipole. The corresponding coefficients R52 and R56 can be induced by cascading a dogleg and a chicane with a vanishing R51, as indicated in the Appendix [see Eq. (A4)]. The coefficients are calculated as R52 = −bdLdr and R56=bd2Ldr+2bc2Ldr, where bd and bc are the bending angles of the dogleg and the chicane, respectively, and Ldr is the drift length between each dipole in DS-II. Once R52 has been determined, R56 can be optimized separately.

    The total beamline and the evolution of the e-beam parameters are plotted in Fig. 5(a). The beam elements are the same as in the normal dispersion scheme, except for those in DS-I and DS-II. The DS-I stage consists a single dipole with deflection angle 0.01 rad and length 10 cm to provide an appropriate coefficient R26 of 0.01. A 266 nm seed laser with peak power 100 GW, waist radius 300 µm, and pulse duration 30 fs (FWHM) interacts with the e beam in a four-period modulator with period length of 5 cm. Thus, the optimized coefficients induced by DS-II can be calculated as R52 = 4.3 × 10−4 and R56 = −1.8 × 10−6 m, with a corresponding amplitude of energy modulation of A = 2.1. The bending angles are thus 2.84 and 1.70 mrad for the dogleg and chicane, respectively. Figures 5(b)5(e) show the longitudinal phase-space distributions of the e beam at the exit of the modulator and the entrance of the radiator, the beam parameters before entering the radiator, and the corresponding bunching factor. The maximum current spike reaches 89.9 kA with a bunching factor of 13.2% for the tenth harmonic, indicating the effectiveness of the angular dispersion scheme. It should be noted that the bending angle of the dogleg has been set to be 0, and the bending angle of the chicane has been adjusted accordingly to leave R56 unchanged for the comparison case without phase merging. As indicated in Sec. II, the angular dispersion scheme would be more efficient with an extremely low initial emittance of the e beam, which can be an alternative goal for future optimization in LWFAs.

    Phase merging with the angular dispersion scheme. (a) Evolution of the Twiss parameters βx and βy and horizontal dispersion Dx along the beamline and the corresponding schematic layout of the beamline, with the quadrupoles, dipoles, and undulators represented by red, blue and green squares, respectively. (b) and (c) Longitudinal phase-space snapshots of the e beam at the exit of the modulator and the entrance of the radiator, respectively. (d) Normalized emittances in the horizontal (black) and vertical (red) directions, beam current (blue), and relative energy spreads (RES, green) over slices. (e) Corresponding bunching factors for the phase merging (PM, red) and without phase merging (w/o PM, blue) situations, respectively.

    Figure 5.Phase merging with the angular dispersion scheme. (a) Evolution of the Twiss parameters βx and βy and horizontal dispersion Dx along the beamline and the corresponding schematic layout of the beamline, with the quadrupoles, dipoles, and undulators represented by red, blue and green squares, respectively. (b) and (c) Longitudinal phase-space snapshots of the e beam at the exit of the modulator and the entrance of the radiator, respectively. (d) Normalized emittances in the horizontal (black) and vertical (red) directions, beam current (blue), and relative energy spreads (RES, green) over slices. (e) Corresponding bunching factors for the phase merging (PM, red) and without phase merging (w/o PM, blue) situations, respectively.

    D. Phase merging with angular modulation and dispersion

    Angular modulation is an alternative option to energy modulation. It was first proposed for attosecond X-ray pulse generation with a Hermite–Gaussian TEM10 mode seeding65 and was then applied to the CHG scheme to achieve a considerably high harmonic number.53 This technique has been developed with the beam wave-front tilting or off-resonant laser modulation methods,54,55 with a seed laser with fundamental Gaussian mode being used instead of the TEM10 mode. Here, we demonstrate the effective operation of bunching enhancement with an angular modulation and dispersion scheme, where the coefficient induced by DS-I is R12 and the corresponding coefficients in DS-II are R51 and R52. The coefficient R12 indicates the coupling between the horizontal position and momentum and can be tuned by varying the strength of the quadrupoles and the position in the beamline. A dipole or a combination of a dipole and quadrupoles can provide appropriate R51 and R52, and can be used in DS-II. It should be noted that R56 still remains, but it can be ignored for a small bending angle of the dipole.

    The beamline and the evolution of the e-beam parameters are shown in Fig. 6(a). The coefficient R51 has been naturally induced during the focusing stage, and the angular modulation has been imprinted with an off-resonant laser modulation technique. A 266 nm seed laser with peak power 2 TW interacts with the e beam in the one-period modulator with period length 5 cm and resonant wavelength 133 nm. The corresponding angular modulation amplitude is estimated to be A = 0.4. Appropriate coupling coefficients R51 and R52 are then estimated to be R51 = 1.8 × 10−3 and R52 = 3.1 × 10−3 m, with corresponding quadrupole strengths k of 6.2 m−2 and a bending angle of 3.5 mrad for the dipole in DS-II. The subsequent two quadrupoles are applied to ensure effective focusing of the e beam and have less effect on the bunching. The remaining coefficient R56 equals 2.0 × 10−7 m, which makes no contribution to the bunching and can be ignored. The sx′ phase-space distributions of the e beam at the exit of the modulator and the entrance of the radiator, along with the beam parameters and the corresponding bunching factors, are shown in Figs. 6(b)6(e). The maximum peak current reaches 55.3 kA, which is lower than in the aforementioned two schemes. Further optimization of the initial beam emittance will be beneficial for such a scheme with a higher bunching efficiency. A summary of the main parameters and results for the three configurations is presented in Table I.

    Phase merging with the angular modulation and dispersion scheme. (a) Evolution of the Twiss parameters βx and βy and horizontal dispersion Dx along the beamline and the corresponding schematic layout of the beamline, with the quadrupoles, dipoles, and undulators represented by red, blue and green squares, respectively. (b) and (c) Longitudinal phase-space snapshots of the e beam at the exit of the modulator and the entrance of the radiator, respectively. (d) Normalized emittances in the horizontal (black) and vertical (red) directions, beam current (blue), and relative energy spreads (RES, green) over slices. (e) Corresponding bunching factors for the phase merging (PM, red) and without phase merging (w/o PM, blue) situations, respectively.

    Figure 6.Phase merging with the angular modulation and dispersion scheme. (a) Evolution of the Twiss parameters βx and βy and horizontal dispersion Dx along the beamline and the corresponding schematic layout of the beamline, with the quadrupoles, dipoles, and undulators represented by red, blue and green squares, respectively. (b) and (c) Longitudinal phase-space snapshots of the e beam at the exit of the modulator and the entrance of the radiator, respectively. (d) Normalized emittances in the horizontal (black) and vertical (red) directions, beam current (blue), and relative energy spreads (RES, green) over slices. (e) Corresponding bunching factors for the phase merging (PM, red) and without phase merging (w/o PM, blue) situations, respectively.

    • Table 1. Simulated parameters and results for the three configurations.

      Table 1. Simulated parameters and results for the three configurations.

      ParametersPhase merging with normal dispersionPhase merging with angular dispersionPhase merging with angular modulation and dispersion
      DS-IDipoleDipoleQuadrupoles and drift
      Key transport matrix components in DS IR16 = 1.75 cmR26 = 0.01R12 (varies along beamline)
      DS-IIDipole and chicaneDogleg and chicaneDipole
      Key transport matrix components in DS IIR51 = 2.9 × 10−4R52 = 4.3 × 10−4 mR51 = 1.8 × 10−4
      R56 = −3.0 × 10−6 mR56 = −1.8 × 10−6 mR52 = 3.1 × 10−3 m
      Seed wavelength266 nm266 nm266 nm
      Power of seed laser50 GW100 GW2 TW
      Pulse width (FWHM)30 fs30 fs30 fs
      Waist radius300 µm300 µm300 µm
      Peak current72.1 kA89.9 kA55.3 kA
      Bunching factor (tenth)8.1%13.2%3.1%

    E. LWFA-driven coherent harmonic generation

    Here, we take the phase merging scheme with angular dispersion as an example to show the effectiveness of the proposed scheme and the properties of the radiation. The micro-bunched e beam is sent to a 2 cm-period-length radiator with 50 periods. The radiation performance for such pre-bunched e beam is simulated and studied using the 3D non-period-averaged simulation tool Mithra-2.0,66 as shown in Fig. 7. The radiation energy reaches 2.4 µJ at the exit of the 50-period radiator [see Fig. 7(a)]. The radiation starts from the initial bunching of the e beam exhibiting multiple spikes, and then a single spike dominates with a peak power of 0.43 GW for 15 radiator periods, as shown by the blue line in Fig. 7(b). As the period number increases, the former spike slips forward relative to the bunch, and new spikes form. The duration of the radiation thus gets longer and several spikes appear, as shown by the green and red lines in Fig. 7(b). The corresponding spectrum at the exit of the radiator is shown in Fig. 7(c). The peak brilliance of the radiation is estimated to be 1.41 × 1029 photons s−1 mm−1 mrad−1 (0.1% BW)−1.

    Radiation properties of phase merging scheme with angular dispersion. (a) Radiation energy along the periods of the radiator and corresponding transverse profile of radiation at the exit of the radiator. (b) Power profile of radiation for various periods of the radiator. (c) Spectrum at the exit of the radiator.

    Figure 7.Radiation properties of phase merging scheme with angular dispersion. (a) Radiation energy along the periods of the radiator and corresponding transverse profile of radiation at the exit of the radiator. (b) Power profile of radiation for various periods of the radiator. (c) Spectrum at the exit of the radiator.

    IV. DISCUSSION

    The effective operation of the bunching enhanced scheme with phase merging effects has been illustrated for various configurations with e beams from LWFAs, including normal dispersion, angular dispersion, and the angular modulation and dispersion schemes. The corresponding bunching factor for such schemes is described by Eq. (4). Compared with the normal CHG scheme, the quantity σi/Rij (i, j = 1, 2, 6 and i < j) takes the place of σδ in the exponential attenuation term. Full advantage can be taken of this, with an extremely small σi/Rij being optimized to slow down the decrease in bunching factor with increasing harmonic number. For the presented angular dispersion scheme, σi/Rij evolves to σ2/R26 and thus can be estimated as 1.18 × 10−3, which is obviously lower than the relative energy spread σδ of order 1% and even the relative energy spread over slices of ∼0.34%, as indicated in Fig. 3(b). The term σ2/R26 can be regarded as the local (effective) energy spread or energy spread over energy slices, which is much lower than the global one.67,68 This is the key aspect of the bunching enhanced scheme with phase merging effects.

    There are still several physical issues that need to be considered for practical applications with e beams from LWFAs. We discuss these briefly and demonstrate the feasibility of the proposed scheme by evaluating the tolerances of the bunching, the peak current, and the relative pulse energy with regard to e-beam energy fluctuations and pointing jitters. The tolerance of the point jitter is evaluated by imposing artificially induced kicks at the beginning of the beamline (the exit of the plasma). It should be noted that the kick angle is added in both the horizontal and vertical directions simultaneously. Figure 8 shows the peak current, the bunching factor for the tenth harmonic, and the relative pulse energy as functions of the initial energy fluctuations and kick angles. In general, the peak current, the bunching factor, and the pulse energy all decrease in the presence of initial energy fluctuations or kicks, mainly as a result of the deviation from the optimized conditions and the weak modulation due to the spatial separation between the e beam and the seed laser. However, ∼30% of the radiation energy is still attainable even with a large energy fluctuation of up to 6% or a kick error of up to 0.6 mrad, as indicated in Fig. 8(c). The presented scheme thus offers new opportunities for LWFA-driven high-gain FELs with robust operation, which can be achieved with the experimental parameters reported in Ref. 47.

    Tolerances of the presented angular dispersion scheme with regard to energy fluctuations and pointing jitter. (a) Peak current, (b) bunching factor for the tenth harmonic, and (c) relative pulse energy as functions of energy fluctuations and pointing jitter at the beamline entrance (the exit of the plasma).

    Figure 8.Tolerances of the presented angular dispersion scheme with regard to energy fluctuations and pointing jitter. (a) Peak current, (b) bunching factor for the tenth harmonic, and (c) relative pulse energy as functions of energy fluctuations and pointing jitter at the beamline entrance (the exit of the plasma).

    V. CONCLUSION

    We have proposed bunching enhanced schemes for coherent radiation by using phase merging effects with a DS-M-DS configuration. Benefitting from the specific phase-space coupling of the beam induced by DS-I, the electrons in the modulated beam can merge to the same phase within one seed wavelength with a matching DS-II, leading to a significant increase in up-conversion efficiency. Taking e beams from LWFAs as examples, we have demonstrated effective operation of the proposed schemes through start-to-end simulations, including schemes with normal dispersion, angular dispersion, and angular modulation and dispersion configurations. The radiation properties have been investigated for the angular dispersion scheme, which has a total beamline within 3.5 m and an output pulse energy of 2.4 µJ for the tenth harmonic with a seeding wavelength of 266 nm. The robustness of the proposed schemes has also been investigated through the artificial addition of fluctuations or kicks on the e beam at the beginning of the beamline, and acceptable tolerances have been found even for large energy fluctuations and kicks of up to 6% and 0.6 mrad, respectively. The proposed schemes offer new opportunities for high-gain FELs driven by LWFAs with robust operation and provide a basis for future optimization and design of compact FELs. Furthermore, they generalize the operation of PEHG schemes26 and can be applied to a variety of e-beam sources with different properties.

    ACKNOWLEDGMENTS

    Acknowledgment. This work was supported by the National Natural Science Foundation of China (Grant Nos. 12388102, 12225411, 12105353, 11991072, and 12174410), the CAS Project for Young Scientists in Basic Research (Grant No. YSBR060), the Program of Shanghai Academic Research Leader (Grant No. 22XD1424200), and the State Key Laboratory Program of the Chinese Ministry of Science and Technology and CAS Youth Innovation Promotion Association (Y201952 and 2022242).

    APPENDIX: Transfer Matrix for dispersion section

    In this Appendix, we provide a simple description of the design of the dispersion section using the transfer-matrix method. Here, we omit (y, y′) for simplicity, i.e., (x, x′, z, δ) is used in the following analysis. The transfer matrices for a thin-lens magnet dipole and the chicane can be described as follows:Mdipole=1000010bb0100001,Mchicane=13Lc0001000012bc2Lc0001,where b is the bending angle of the dipole, and bc and Lc are the bending angle and the distance between each dipole in the chicane. The total transfer matrix for cascading a dipole and a chicane can be expressed as follows:Mdipole  chicane=MchicaneMdriftMdipole=13Lc+Ldr0b(3Lc+Ldr)010bb012bc2Lc0001,where Ldr is the drift length between the dipole and the chicane. The total transfer matrix has the required coupling coefficients R51 = b and R56=2bc2Lc, which can be separately adjusted and applied in the phase merging scheme with normal dispersion.

    For phase merging with the angular dispersion scheme, the coefficient R52 is needed and can be provided by a dogleg with corresponding transfer matrixMdogleg=1Ld0bdLd01000bdLd1bd2Ld0001,where bd and Ld are the bending angle and distance between the dipoles in the dogleg. Although the coupling coefficients R52 and R56 can be maintained simultaneously with a vanishing R51, these two coefficients are coupled with each other, and this leads to poor scalability for various parameters. Cascading a dogleg and a chicane provides an additional term in R56, which is independent from the dogleg, and this approach is more feasible for various situations. The corresponding transfer matrix can be expressed asMdogleg  chicane=MchicaneMdriftMdogleg=15LD0bdLD01000bdLD1bd2LD+2bc2LD0001,where the distance between each two dipoles is assumed to be LD in the dogleg–chicane cascading configuration.

    For the phase merging with angular modulation and dispersion scheme, the coefficients R51 can be induced with a dipole, as indicated by Eq. (A1). Along with an appropriate drift section, the dipole can provide a coupling coefficient R52 to achieve phase merging. An inserted quadrupole makes DS-II more feasible, and the corresponding transfer matrix for DS-II can be expressed asMquadruple  dipole=MdipoleMdriftMquadruple=1kLqLdrLq+Ldr00kLq10bb(1kLqLdr)b(L+Ldr)100001,where k and Lq are the focusing strength and the length of the quadrupole.

    Equations (A2), (A4), and (A5) provide the design principles for DS-II in the cases of phase merging schemes with normal dispersion, angular dispersion, and angular modulation and dispersion, respectively. The specific parameters and designs are discussed in Sec. III.

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    Ke Feng, Kangnan Jiang, Runshu Hu, Shixia Luan, Wentao Wang, Ruxin Li. Bunching enhancement for coherent harmonic generation by using phase merging effects[J]. Matter and Radiation at Extremes, 2024, 9(5): 057201

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    Paper Information

    Category:

    Received: Dec. 14, 2023

    Accepted: May. 31, 2024

    Published Online: Oct. 14, 2024

    The Author Email: Feng Ke (fengke@siom.ac.cn)

    DOI:10.1063/5.0191508

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